2020/11/15

[11] Five Piles of Bricks | The Karma of Questions

[11] Five Piles of Bricks | The Karma of Questions

Five Piles of Bricks

The Khandhas as Burden & Path

The Buddha’s Awakening gave him, among other things, a new perspective on the uses and limitations of words. He had discovered a reality—the Deathless—that no words could describe. At the same time, he discovered that the path to Awakening could be described, although it involved a new way of seeing and conceptualizing the problem of suffering and stress. Because ordinary concepts were often poor tools for teaching the path, he had to invent new concepts and to stretch pre-existing words to encompass those concepts so that others could taste Awakening themselves.

One of the new concepts most central to his teaching was that of the khandhas, which are most frequently translated into English as “aggregates.” Prior to the Buddha, the Pāli word khandha had very ordinary meanings: A khandha could be a pile, a bundle, a heap, a mass. It could also be the trunk of a tree. In his first sermon, though, the Buddha gave it a new, psychological meaning, introducing the term “clinging-khandhas” to summarize his analysis of the truth of stress and suffering. Throughout the remainder of his teaching career, he referred to these psychological khandhas time and again. Their importance in his teachings has thus been obvious to every generation of Buddhists ever since. Less obvious, though, has been the issue of how they are important: How should a meditator make use of the concept of the psychological khandhas? What questions are they meant to answer?

The most common response to these questions is best exemplified by two recent scholarly books devoted to the subject. Both treat the khandhas as the Buddha’s answer to the question, “What is a person?” To quote from the jacket of the first:

“If Buddhism denies a permanent self, how does it perceive identity? … What we conventionally call a ‘person’ can be understood in terms of five aggregates, the sum of which must not be taken for a permanent entity, since beings are nothing but an amalgam of ever-changing phenomena…. [W]ithout a thorough understanding of the five aggregates, we cannot grasp the liberation process at work within the individual, who is, after all, simply an amalgam of the five aggregates.”

From the introduction of the other:

”The third key teaching is given by the Buddha in contexts when he is asked about individual identity: when people want to know ‘what am I?’, ‘what is my real self?’. The Buddha says that individuality should be understood in terms of a combination of phenomena which appear to form the physical and mental continuum of an individual life. In such contexts, the human being is analysed into five constituents—the pañcakkhandha [five aggregates].”

This understanding of the khandhas isn’t confined to scholars. Almost any modern Buddhist meditation teacher would explain the khandhas in a similar way. And it isn’t a modern innovation. It was first proposed at the beginning of the common era in the commentaries to the early Buddhist canons—both the Theravādin and the Sārvastivādin, which formed the basis for Mahāyāna scholasticism.

However, once the commentaries used the khandhas to define what a person is, they spawned many of the controversies that have plagued Buddhist thinking ever since: “If a person is just khandhas, then what gets reborn?” “If a person is just khandhas, and the khandhas are annihilated on reaching total nibbāna, then isn’t total nibbāna the annihilation of the person?” “If a person is khandhas, and khandhas are interrelated with other khandhas, how can one person enter nibbāna without dragging everyone else along?”

A large part of the history of Buddhist thought has been the story of ingenious but unsuccessful attempts to settle these questions. It’s instructive to note, though, that the Pāli canon never quotes the Buddha as trying to answer them. In fact, it never quotes him as trying to define what a person is at all. Instead, it quotes him as saying that to define yourself in any way is to limit yourself, and that the question, “What am I?” is best ignored. This suggests that he formulated the concept of the khandhas to answer other, different questions. If, as meditators, we want to make the best use of this concept, we should look at what those original questions were, and determine how they apply to our practice.

The canon depicts the Buddha as saying that he taught only two topics: suffering and the end of suffering. A survey of the Pāli discourses shows him using the concept of the khandhas to answer the primary questions related to those topics: What is suffering? How is it caused? What can be done to bring those causes to an end?

The Buddha introduced the concept of the khandhas in his first sermon in response to the first of these questions. His short definition of suffering was “the five clinging-khandhas.” This fairly cryptic phrase can be fleshed out by drawing on other passages in the canon.

The five khandhas are bundles or piles of form, feeling, perception, fabrications, and consciousness. None of the texts explain why the Buddha used the word khandha to describe these things. The meaning of “tree trunk” may be relevant to the pervasive fire imagery in the canon—nibbāna being extinguishing of the fires of passion, aversion, and delusion—but none of the texts explicitly make this connection. The common and explicit image is of the khandhas as burdensome. We can think of them as piles of bricks we carry on our shoulders. However, these piles are best understood, not as objects, but as activities, for an important passage defines them in terms of their functions. Form—which covers physical phenomena of all sorts, both within and without the body—wears down or “de-forms.” Feeling feels pleasure, pain, and neither pleasure nor pain. Perception labels or identifies objects. Consciousness cognizes the six senses (counting the intellect as the sixth) along with their objects. Of the five khandhas, fabrication is the most complex. Passages in the canon define it as intention, but it includes a wide variety of activities, such as attention, evaluation, and all the active processes of the mind. It is also the most fundamental khandha, for its primary activity is to take the potential for the experience of form, feeling, etc.—coming from past actions—and turn it into the actual experience of those things in the present moment.

Thus intention is an integral part of our experience of all the khandhas—an important point, for this means that there is an element of intention in all suffering. This opens the possibility that suffering can be ended by changing our intentions—or abandoning them entirely—which is precisely the point of the Buddha’s teachings.

To understand how this happens, we have to look more closely at how suffering arises—or, in other words, how khandhas become clinging-khandhas.

When khandhas are experienced, the process of fabrication normally doesn’t simply stop there. If attention focuses on the khandhas’ attractive features—beautiful forms, pleasant feelings, etc.—it can give rise to passion and delight. This passion and delight can take many forms, but the most tenacious is the habitual act of fabricating a sense of me or mine, identifying with a particular khandha (or set of khandhas) or claiming possession of it.

This sense of me and mine is rarely static. It roams like an ameba, changing its contours as it changes location. Sometimes expansive, sometimes contracted, it can view itself as identical with a khandha, as possessing a khandha, as existing within a khandha, or as having a khandha existing within itself. At times feeling finite, at other times infinite, whatever shape it takes it’s always unstable and insecure, for the khandhas providing its food are simply activities and functions, inconstant and insubstantial. In the words of the canon, the khandhas are like foam, like a mirage, like the bubbles formed when rain falls on water. They’re heavy only because the iron grip of trying to cling to them is burdensome. As long as we’re addicted to passion and delight for these activities—as long as we cling to them—we’re bound to suffer.

The Buddhist approach to ending this clinging, however, is not simply to drop it. As with any addiction, the mind has to be gradually weaned away. Before we can reach the point of no intention, where we’re totally freed from the fabrication of khandhas, we have to change our intentions toward the khandhas so as to change their functions. Instead of using them for the purpose of constructing a self, we use them for the purpose of creating a path to the end of suffering. Instead of carrying piles of bricks on our shoulders, we take them off and lay them along the ground as pavement.

The first step in this process is to use the khandhas to construct the factors of the noble eightfold path. For example, Right Concentration: We maintain a steady perception focused on an aspect of form, such as the breath, and used directed thought and evaluation—which count as fabrications—to create feelings of pleasure and refreshment, which we spread through the body. In the beginning, it’s normal that we experience passion and delight for these feelings, and that consciousness follows along in line with them. This helps get us absorbed in mastering the skills of concentration.

Once we’ve gained the sense of strength and wellbeing that comes from mastering these skills, we can proceed to the second step: attending to the drawbacks of even the refined khandhas we experience in concentration, so as to undercut the passion and delight we might feel for them:

“Suppose that an archer or archer’s apprentice were to practice on a straw man or mound of clay, so that after a while he would become able to shoot long distances, to fire accurate shots in rapid succession, and to pierce great masses. In the same way, there is the case where a monk…enters & remains in the first jhāna: rapture & pleasure born of seclusion, accompanied by directed thought & evaluation. He regards whatever phenomena there that are connected with form, feeling, perceptions, fabrications, & consciousness, as inconstant, stressful, a disease, a cancer, an arrow, painful, an affliction, alien, a disintegration, an emptiness, not-self. [Similarly with the other levels of jhāna.]”

The various ways of fostering dispassion are also khandhas, khandhas of perception. A standard list includes the following: the perception of inconstancy, the perception of not-self, the perception of unattractiveness, the perception of drawbacks (the diseases to which the body is subject), the perception of abandoning, the perception of distaste for every world, the perception of the undesirability of all fabrications. One of the most important of these perceptions is that of not-self. When the Buddha first introduced the concept of not-self in his second sermon, he also introduced a way of strengthening its impact with a series of questions based around the khandhas. Taking each khandha in turn, he asked: “Is it constant or inconstant?” Inconstant. “And is what is inconstant stressful or pleasurable?” Stressful. “And is it fitting to regard what is inconstant, stressful, subject to change as: ‘This is mine. This is my self. This is what I am’?” No.

These questions show the complex role the khandhas play in this second step of the path. The questions themselves are khandhas—of fabrication—and they use the concept of the khandhas to deconstruct any passion and delight that might center on the khandhas and create suffering. Thus, in this step, we use khandhas that point out the drawbacks of the khandhas.

If used unskillfully, though, these perceptions and fabrications can simply replace passion with its mirror image, aversion. This is why they have to be based on the first step—the wellbeing constructed in jhāna—and coupled with the third step, the perceptions of dispassion and cessation that incline the mind to the deathless: “This is peace, this is exquisite—the resolution of all fabrications; the relinquishment of all acquisitions; the ending of craving; dispassion; cessation; Unbinding.” In effect, these are perception-khandhas that point the mind beyond all khandhas.

The texts say that this three-step process can lead to one of two results. If, after undercutting passion and delight for the khandhas, the mind contains any residual passion for the perception of the deathless, it will attain the third level of Awakening, called non-return. If passion and delight are entirely eradicated, though, all clinging is entirely abandoned, the intentions that fabricate khandhas are dropped, and the mind totally released. The bricks of the pavement have turned into a runway, and the mind has taken off.

Into what? The authors of the discourses seem unwilling to say, even to the extent of describing it as a state of existence, non-existence, neither, or both.  As one of the discourses states, the freedom lying beyond the khandhas also lies beyond the realm to which language properly applies. There is also the very real practical problem that any preconceived notions of that freedom, if clung to as a perception-khandha, could easily act as an obstacle to its attainment. Still, there is also the possibility that, if properly used, such a perception-khandha might act as an aid on the path. So the discourses provide hints in the form of similes, referring to total freedom as:

The unfashioned, the end,

the effluent-less, the true, the beyond,

the subtle, the very-hard-to-see,

the ageless, permanence, the undecaying,

the featureless, non-elaboration,

peace, the deathless,

the exquisite, bliss, solace,

the exhaustion of craving,

the wonderful, the marvelous,

the secure, security,

unbinding,

the unafflicted, the passionless, the pure,

release, non-attachment,

the island, shelter, harbor, refuge,

the ultimate.

Other passages mention a consciousness in this freedom— “without feature or surface, without end, luminous all around”—lying outside of time and space, experienced when the six sense spheres stop functioning. In this it differs from the consciousness-khandha, which depends on the six sense spheres and can be described in such terms as near or far, past, present, or future. Consciousness without surface is thus the awareness of Awakening. And the freedom of this awareness carries over even when the awakened person returns to ordinary consciousness. As the Buddha said of himself:

“Freed, dissociated, & released from form, the Tathāgata dwells with unrestricted awareness. Freed, dissociated, & released from feeling … perception … fabrications … consciousness … birth … aging … death … suffering & stress … defilement, the Tathāgata dwells with unrestricted awareness.”

This shows again the importance of bringing the right questions to the teachings on the khandhas. If you use them to define what you are as a person, you tie yourself down to no purpose. The questions keep piling on. But if you use them to put an end to suffering, your questions fall away and you’re free. You never again cling to the khandhas and no longer need to use them to end your self-created suffering. As long as you’re still alive, you can employ the khandhas as needed for whatever skillful uses you see fit. After that, you’re liberated from all uses and needs, including the need to find words to describe that freedom to yourself or to anyone else.

[10] The Weight of Mountains | The Karma of Questions

[10] The Weight of Mountains | The Karma of Questions

The Weight of Mountains

Is a mountain heavy?

It may be heavy in and of itself, but as long as we don’t try to lift it up, it won’t be heavy for us.

This is a metaphor that one of my teachers, Ajaan Suwat, often used when explaining how to stop suffering from the problems of life. You don’t deny their existence—the mountains are heavy—and you don’t run away from them. As he would further explain, you deal with problems where you have to and solve them where you can. You simply learn how not to carry them around. That’s where the art of the practice lies: in living with real problems without making their reality burden the heart.

As a beginning step in mastering that art, it’s useful to look at the source for Ajaan Suwat’s metaphor—the Buddha’s teachings on dukkha—to get a fuller idea of how far the metaphor extends.

Dukkha is a word notoriously hard to translate into English. In the Pāli canon, it applies both to physical and to mental pain and dis-ease, ranging from intense anguish to the subtlest sense of being burdened or confined. The Pāli commentaries explain dukkha as “that which is hard to bear.” Ajaan MahaBoowa, a Thai forest master, translates it as “whatever puts a squeeze on the heart.” Although no single English term covers all of these meanings, the word “stress”—as a strain on body or mind—seems as close as English can get to the Pāli term; “suffering” can be used in places where “stress” seems too mild.

The Buddha focused his teachings on the issue of stress because he had found a method for transcending it. To understand that method, we have to see which parts of our experience are marked by stress. From his perspective, experience falls into two broad categories: compounded (saṅkhata)—put together from causal forces and processes—and uncompounded (asaṅkhata). All ordinary experience is compounded. Even such a simple act as looking at a flower is compounded, in that it depends on the physical conditions supporting the flower’s existence together with all the complex physical and mental factors involved in the act of seeing. The only experience that isn’t compounded is extraordinary—nirvana—for it doesn’t depend on causal factors of any kind.

Stress is totally absent from uncompounded experience. Its relation to compounded experience, though, is more complex. When the Buddha talked about dukkha in terms of the three common characteristics—inconstancy, stress, and not-self—he said that all compounded experiences are innately stressful. From this point of view, even flower-gazing is stressful despite the obvious pleasure it provides, for it relies on a fragile tension among the combined factors making up the experience.

Thus if we want to go beyond stress we’ll have to go beyond compounded experience. But this presents a problem: what will we use to reach the uncompounded? We can’t use uncompounded experience to get us there, because—by definition—it can’t play a role in any causal process. It can’t be used as a tool. So we need a way of using compounded experience to transcend itself.

To meet this need, the Buddha talked about dukkha in another context: the four noble truths. Here, for strategic purposes, he divided compounded experience into three truths—stress, its cause (craving), and the way to its cessation (the noble eightfold path). Uncompounded experience he left as the remaining truth: the cessation of stress. In defining the first truth he said that compounded experiences were stressful only when accompanied by clinging. In this sense, flower-gazing isn’t stressful unless we cling to the experience and try to base our happiness on it.

So it’s obvious that in these two contexts the Buddha is speaking of dukkha in two different senses. Ajaan Suwat’s mountain metaphor helps to explain how they are related. The heaviness of the mountain stands for dukkha as a common characteristic: the stress inherent in all compounded experiences. The fact that the mountain is heavy only for those who try to lift it stands for dukkha as a noble truth: the stress that comes only with clinging—the clinging that turns physical pain into mental pain, and turns aging, illness, and death into mental distress.

The Buddha taught dukkha as a common characteristic to make us reflect on the things we cling to: are they really worth holding onto? If not, why keep holding on? If life offered no pleasures better than those we already get from clinging, the Buddha’s insistence on the stress in things like flower-gazing might seem churlish and negative. But his purpose in getting us to reflect on the flip side of ordinary pleasures is to open our hearts to something very positive: the higher form of happiness, totally devoid of suffering and stress, that comes only with total letting go. So he also taught dukkha as a noble truth in order to focus our attention on where the real problem lies: not in the stressfulness of experiences, but in our ignorance in thinking we have to cling to them. And it’s a good thing, too, that this is where the issue lies. As long as there are mountains, there’s not much we can do about their inherent weight, but we can learn to break our habit of lifting them up and carrying them around. We can learn to stop clinging. That will put an end to our sufferings.

To understand how to let go effectively, it’s helpful to look at the Pāli word for clinging—upadāna—for it has a second meaning as well: the act of taking sustenance, as when a plant takes sustenance from the soil, or a fire from its fuel. This second meaning for upadāna applies to the mind as well. When the mind clings to an object, it’s feeding on that object. It’s trying to gain nourishment from sensory pleasures, possessions, relationships, recognition, status, whatever, to make up for the gnawing sense of emptiness it feels inside. Unfortunately, this mental nourishment is temporary at best, so we keep hungering for more. Yet no matter how much the mind may try to possess and control its food sources to guarantee a constant supply, they inevitably break down. The mind is then burdened with searching for new places to feed.

So the issue of stress comes down to the feeding habits of the mind. If the mind didn’t have to feed, it wouldn’t suffer. At the same time, it would no longer create hardships for the people and things it consumes—through possession and control—as food. If we want to end suffering for ourselves and at the same time relieve the hardships of others, we thus have to strengthen the mind to the point where it doesn’t have to feed, and then sharpen its discernment so that it doesn’t want to feed. When it neither needs nor wants to feed, it will let go without our having to tell it to.

The practice to end dukkha would be quick and easy if we could simply go straight for the discernment that puts an end to clinging. The feeding analogy, though, helps to explain why simply seeing the drawbacks of clinging isn’t enough to make us let go. If we’re not strong enough to go without sustenance, the mind will keep finding new ways to feed and cling. So we first have to learn healthy feeding habits that will strengthen the mind. Only then will it be in a position where it no longer needs to feed.

How does the mind feed and cling? The Pāli canon lists four ways:

(1) clinging to sensual passion for sights, sounds, smells, tastes, and tactile sensations;

(2) clinging to views about the world and the narratives of our lives;

(3) clinging to habits and practices—i.e., fixed ways of doing things; and

(4) clinging to doctrines of the self—i.e., ideas of whether or not we have a true identity, or of what that identity might be.

There’s rarely a moment when the ordinary mind isn’t clinging in at least one of these ways. Even when we abandon one form of clinging, it’s usually in favor of another. We may abandon a puritanical view because it interferes with sensual pleasure; or a sensual pleasure because it conflicts with a view about what we should do to stay healthy and fit. Our view of who we are may vary depending on which of our many senses of “I” is most pained, expanding into a sense of cosmic oneness when we feel confined by our small mind-body complex; and contracting into a small shell when we feel wounded from identifying with a cosmos so filled with cruelty and waste. When the insignificance of our finite self becomes oppressive again, we may jump at the idea that we have no self, but then that becomes oppressive.

So our minds jump from clinging to clinging like a bird trapped in a cage. When we realize we’re captive, we naturally search for a way out, but everywhere we turn seems to be another side of the cage. We may begin to wonder whether there is a way out, or whether talk of full release is simply an old archetypal ideal that has nothing to do with human reality. But the Buddha was a great strategist: he realized that one of the walls of the cage is actually a door, and that if we grasp it skillfully, it’ll swing wide open.

In other words, he found that the way to go beyond clinging is to turn our four ways of clinging into the path to their own abandoning. We’ll need a certain amount of sensory pleasure—in terms of adequate food, clothing, and shelter—to find the strength to go beyond sensual passion. We’ll need right view—seeing all things, including views, in terms of the four noble truths—to undermine our clinging to views. And we’ll need a regimen of the five ethical precepts and the practice of meditation to put the mind in a solid position where it can drop its clinging to habits and practices. Underlying all this, we’ll need a healthy sense of self-love, self-responsibility, and self-discipline to master the practices leading to the insight that cuts through our clinging to doctrines of the self.

So we start the path to the end of suffering, not by trying to drop our clingings immediately, but by learning to cling more strategically. In terms of the feeding analogy, we don’t try to starve the mind. We simply change its diet, weaning it away from junk food in favor of health food, developing inner qualities that will make it so strong that it won’t need to feed ever again.

The canon lists these qualities as five:

conviction in the principle of karma—that our happiness depends on our own actions;

persistence in abandoning unskillful qualities and developing skillful ones in their stead;

mindfulness;

concentration; and

discernment.

Of these, concentration—at the level of jhāna, or intense absorption—is the strength that the Buddhist tradition most often compares to good, healthy food. A discourse in the Aṅguttara Nikāya (7:63) compares the four levels of jhāna to the provisions used to stock a frontier fortress. Ajaan Lee, one of the Thai forest masters, compares them to the provisions needed on a journey through a lonely, desolate forest. Or as Dhammapada 200 says about the rapture of jhāna,

How very happily we live,

we who have nothing.

We will feed on rapture

like the Radiant gods.

As for discernment: When the mind is strengthened with the food of good concentration, it can begin contemplating the drawbacks of having to feed. This is the part of the Buddha’s teaching that—for many of us—goes most directly against the grain, because feeding, in every sense of the word, is our primary way of relating to and enjoying the world around us. Our most cherished sense of inter-connectedness with the world—what some people call our interbeing—is, at its most basic level, inter-eating. We feed on others, and they feed on us. Sometimes our relationships are mutually nourishing, sometimes not, but either way it’s hard to imagine any lasting relationship where some kind of physical or mental nourishment wasn’t being consumed. At the same time, feeding is the activity in which we experience the most intimate sense of ourselves. We define ourselves through the pleasures, people, ideas, and activities we keep returning to for nourishment.

So it’s hard for us to imagine a world, any possibility of enjoyment—even our very self—where we wouldn’t inter-eat. Our common resistance to the idea of no longer feeding—one of the Buddha’s most radically uncommon teachings—comes largely from a failure of the imagination. We can hardly conceive of what he’s trying to tell us. So he has to prescribe some strong medicine to jog our minds into new perspectives.

This is where his teachings on dukkha, or stress, come into play. When the mind is strong and well fed, it can begin to look objectively at the stress involved in having to feed. The teachings on dukkha as a common characteristic focus on the drawbacks of what the mind takes for food. Sometimes it latches onto out-and-out suffering. It clings to the body even when racked with pain. It clings to its preferences and relationships even when these bring anguish, grief, and despair. Sometimes the mind latches onto pleasures and joys, but pleasures and joys turn stressful when they deteriorate and change. In any event, everything the mind latches onto is by its very nature compounded, and there’s always at least a subtle level of stress inherent in keeping the compound going. This applies not only to gross, external conditions, but even to the most subtle levels of concentration in the mind.

When we see stress as a characteristic common to all the things we latch onto, it helps dispel their allure. Pleasures begin to ring hollow and false. Even our sufferings—which we can often glamorize with a perverse pride—begin to seem banal when reduced to their common characteristic of stress. This helps cut them down to size.

Of course, some people object to the idea of contemplating the dukkha inherent in the mind’s food, on the grounds that this contemplation doesn’t do justice to the many joys and satisfactions in life. The Buddha, however, never denies the existence of pleasure. He simply points out that if you focus on the allure of your food, you’ll never be able to outgrow your eating addictions. It would be like asking an alcoholic to muse on the subtle good flavors of scotch and wine.

Dukkha is inherent not only in the things on which we feed, but also in the very act of feeding. This is the focal point for the Buddha’s teaching on dukkha as a noble truth. If we have to feed, we’re a slave to our appetites. And can we trust ourselves to behave in honorable ways when the demands of these slave drivers aren’t met? Inter-eating is not always a pretty thing. At the same time, as long as we need to feed we’re prey to any uncertainties in our food sources, at the mercy of any people or forces with power over them. If we can’t do without them, we’re chained to them. The mind isn’t free to go places where there isn’t any food. And, as the Buddha guarantees, those are precisely the places—beyond our ordinary mental horizons—where the greatest happiness lies.

The purpose of these two contemplations—on the stress inherent both in the mind’s food and in the way it feeds—is to sensitize us to limitations that we otherwise accept, sometimes blithely, always blindly, without thought. Once the realization finally hits home that they’re not worth the price they entail, we lose all infatuation with our desire to feed. And, unlike the body, the mind can reach a level of strength where it no longer needs to cling or take in sustenance, even from the path of practice. When it becomes strong enough in conviction, persistence, mindfulness, concentration, and discernment, it can open to a dimension—the deathless—where there is neither feeding nor being fed upon. That puts an end to the “feeder,” and there’s no more suffering with regard to food. In other words, once we’ve fully penetrated the deathless, dukkha as a common characteristic is no longer an issue; dukkha as a noble truth no longer exists.

This is where you discover something unexpected: the mountains you’ve been trying to lift are all a by-product of your feeding. When you stop feeding, no new mountains are formed. Although there may still be some past-karma mountains remaining around you, they’ll eventually wear away and no new ones will take their place. In the meantime, their weight is no longer a problem. Once you’ve finally stopped trying to lift them up, there’s nothing to hold you down.

[9] De-perception | The Karma of Questions

[9] De-perception | The Karma of Questions

De-perception

Meditation teaches you the power of your perceptions. You come to see how the labels you apply to things, the images with which you visualize things, have a huge influence over what you see, how they can weigh you down with suffering and stress. As the meditation develops, though, it gives you the tools you need to gain freedom from that influence.

In the beginning, when you first notice the power of perception, you can easily feel overwhelmed by how pervasive it is. Suppose you’re focusing on the breath. There comes a point when you begin to wonder whether you’re focusing on the breath itself or on your idea of the breath. Once this question arises, the normal reaction is to try to get around the idea to the raw sensation behind it. But if you’re really sensitive as you do this, you’ll notice that you’re simply replacing one caricature of the breath with another, more subtle one. Even the raw sensation of breathing is shaped by how you conceptualize raw sensation. No matter how hard you try to pin down an unfiltered experience of breathing, you still find it shaped by your idea of what breathing actually is. The more you pursue the reality of the breath, the more it recedes like a mirage.

The trick here is to turn this fact to your advantage. After all, you’re not meditating to get to the breath. You’re meditating to understand the processes leading to suffering so that you can put an end to them. The way your relate to your perceptions is part of these processes, so that’s what you want to see. You have to treat your experience of the breath, not as an end in itself, but as a tool for understanding the role of perception in creating suffering and stress.

You do this by de-perception: questioning your assumptions about breathing, deliberately changing those assumptions, and observing what happens as a result. Now, without the proper context, de-perception could easily wander off into random abstractions. So you take the practice of concentration as your context, providing de-perception both with a general direction and with particular tasks that force it to bump up against the operative assumptions that actually shape your experience of the present.

The general direction lies in trying to bring the mind to deeper and more long-lasting levels of stillness so as to eliminate more and more subtle levels of stress. You’re not trying to prove which perceptions of the breath depict it most truly, but simply which ones work best in which situations for eliminating stress. The objectivity you’re looking for is not the objectivity of the breath, but the objectivity of cause and effect.

The particular tasks that teach you these lessons begin with the task of trying to get the mind to stay comfortably focused for long periods of time on the breath—and right there you run into two operative assumptions: What does it mean to breathe? What does it mean to be focused?

It’s common to think of the breath as the air passing in and out through the nose, and this can be a useful perception to start with. Use whatever blatant sensations you associate with that perception as a means of establishing mindfulness, developing alertness, and getting the mind to grow still. But as your attention gets more refined, you may find that level of breath becoming too faint to detect. So try thinking of the breath instead as the energy flow in the body, as a full body process.

Then make that experience as comfortable as possible. If you feel any blockage or obstruction in the breathing, see what you can do to dissolve those feelings. Are you doing anything to create them? If you can catch yourself creating them, then it’s easy to let them dissolve. And what would make you create them aside from your preconceived notions of how the mechanics of breathing have to work? So question those notions: Where does the breath come into the body? Does it come in only through the nose and mouth? Does the body have to pull the breath in? If so, which sensations do the pulling? Which sensations get pulled? Where does the pulling begin? And where is the breath pulled from? Which parts have the breath, and which ones don’t? When you feel a sensation of blockage, which side of the sensation are you on?

These questions may sound strange, but many times your pre-verbal assumptions about the body are strange as well. Only when you confront them head-on with strange questions can you bring them to light. And only when you see them clearly can you replace them with alternative concepts.

So once you catch yourself breathing uncomfortably in line with a particular assumption, turn it around to see what sensations the new assumption highlights. Try staying with those sensations as long as you can, to test them. If, compared to your earlier sensations associated with the breath, they’re easier to stay with, if they provide a more solid and spacious grounding for concentration, the assumption that drew them to your attention is a useful new tool in your meditation. If the new sensations aren’t helpful in that way, you can throw the new tool aside.

For example, if you have a sense of being on one side of a blockage, try thinking of being on the other side. Try being on both. Think of the breath as coming into the body, not through the nose or mouth, but through the middle of the chest, the back of the neck, every pore of your skin, any spot that helps reduce the felt need to push and pull.

Or start questioning the need to push and pull at all. Do you feel that your immediate experience of the body is of the solid parts, and that they have to manage the mechanics of breathing, which is secondary? What happens if you conceive your immediate experience of the body in a different way, as a field of primary breath energy, with the solidity simply a label attached to certain aspects of the breath? Whatever you experience as a primary body sensation, think of it as already breath, without your having to do anything more to it. How does that affect the level of stress and strain in the breathing?

And what about the act of staying focused? How do you conceive that? Is it behind the breath? Surrounded by breath? To what extent does your mental picture of focusing help or hinder the ease and solidity of your concentration? For instance, you may find that you think of the mind as being in one part of the body and not in others. What do you do when you focus attention on another part? Does the mind leave its home base—say, in the head—to go there, or does the other part have to be brought into the head? What kind of tension does this create? What happens if you think of awareness already being in that other part? What happens when you turn things around entirely: instead of the mind’s being in the body, see what stress is eliminated when you think of the body as surrounded by a pre-existing field of awareness.

When you ask questions like this and gain favorable results, the mind can settle down into deeper and deeper levels of solidity. You eliminate unnecessary tension and stress in your focus, finding ways of feeling more and more at home, at ease, in the experience of the present.

Once the mind is settled down, give it time to stay there. Don’t be in too great a hurry to move on. Here the questions are, “Which parts of the process were necessary to focus in? Which can now be let go? Which do you have to hold onto in order to maintain this focus?” Tuning into the right level of awareness is one process; staying there is another. When you learn how to maintain your sense of stillness, try to keep it going in all situations. What do you discover gets in the way? Is it your own resistance to disturbances? Can you make your stillness so porous that disturbances can go through without running into anything, without knocking your center off balance?

As you get more and more absorbed in exploring these issues, concentration becomes less a  battle against disturbance and more an opportunity for inner exploration. And without even thinking about them, you’re developing the four bases of success: the desire to understand things, the persistence that keeps after your exploration, the close attention you’re paying to cause and effect, and the ingenuity you’re putting into framing the questions you ask. All these qualities contribute to concentration, help it get settled, get solid, get clear.

At the same time, they foster discernment. The Buddha once said that the test for a person’s discernment is how he or she frames a question and tries to answer it. Thus to foster discernment, you can’t simply stick to pre-set directions in your meditation. You have to give yourself practice in framing questions and testing the karma of those questions by looking for their results.

Ultimately, when you reach a perception of the breath that allows the sensations of in-and-out breathing to grow still, you can start questioning more subtle perceptions of the body. It’s like tuning into a radio station. If your receiver isn’t precisely tuned to the frequency of the signal, the static interferes with the subtleties of whatever is being transmitted. But when you’re precisely tuned, every nuance comes through. The same with your sensation of the body: when the movements of the breath grow still, the more subtle nuances of how perception interacts with physical sensation come to the fore. The body seems like a mist of atomic sensations, and you can begin to see how your perceptions interact with that mist. To what extent is the shape of the body inherent in the mist? To what extent is it intentional—something added? What happens when you drop the intention to create that shape? Can you focus on the space between the droplets in the mist? What happens then? Can you stay there? What happens when you drop the perception of space and focus on the knowing? Can you stay there? What happens when you drop the oneness of the knowing? Can you stay there? What happens when you try to stop labeling anything at all?

As you settle into these more formless states, it’s important that you not lose sight of your purpose in tuning into them. You’re here to understand suffering, not to over-interpret what you experience. Say, for instance, that you settle into an enveloping sense of space or consciousness. From there, it’s easy to assume that you’ve reached the primordial awareness, the ground of being, from which all things emerge, to which they all return, and which is essentially untouched by the whole process of emerging and returning. You might take descriptions of the Unconditioned and apply them to what you’re experiencing. If you’re abiding in a state of neither perception nor non-perception, it’s easy to see it as a non-abiding, devoid of distinctions between perceiver and perceived, for mental activity is so attenuated as to be virtually imperceptible. Struck with the apparent effortless of the state, you may feel that you’ve gone beyond passion, aversion, and delusion simply by regarding them as unreal. If you latch onto an assumption like this, you can easily think that you’ve reached the end of the path before your work is really done.

Your only protection here is to regard these assumptions as forms of perception, and to dismantle them as well. And here is where the four noble truths prove their worth, as tools for dismantling any assumption by detecting the stress that accompanies it. Ask if there’s still some subtle stress in the concentration that has become your dwelling place. What goes along with that stress? What vagrant movements in the mind are creating it? What persistent movements in the mind are creating it? You have to watch for both.

In this way you come face to face with the perceptions that keep even the most subtle states of concentration going. And you see that even they are stressful. If you replace them with other perceptions, though, you’ll simply exchange one type of stress for another. It’s as if your ascending levels of concentration have brought you to the top of a flag pole. You look down and see aging, illness, and death coming up the pole, in pursuit. You’ve exhausted all the options that perception can offer, so what are you going to do? You can’t just stay where you are. Your only option is to release your grip. And if you’re letting go fully, you let go of gravity, too.

[8] The Agendas of Mindfulness | The Karma of Questions

[8] The Agendas of Mindfulness | The Karma of Questions


The Agendas of Mindfulness

The Pāli term for meditation is bhāvanā: development. It’s a shorthand word for the development of skillful qualities in the mind. Bhāvanā is a type of karma—the intentional activity ultimately leading to the end of karma—but karma nonetheless. This point is underlined by another Pāli term for meditation: kammaṭṭhāna, the work at hand; and by a Thai idiom for meditation: “to make an effort.” These terms are worth keeping in mind, to counterbalance the common assumption that meditation is an exercise in inaction or in passive, all-encompassing acceptance. Actually, as described in the Pāli texts, meditation is a very pro-active process. It has an agenda and works actively to bring it about. This can be seen in the Pāli description of how right mindfulness is fostered through satipaṭṭhāna.

Satipaṭṭhāna is often translated as “foundation of mindfulness,” which gives the impression that it refers to an object of meditation. This impression is reinforced when you see the four satipaṭṭhānas listed as body, feelings, mind, and mental qualities. But if you look at the texts, you find that they teach satipaṭṭhāna as a process, a way of establishing (upatthāna) mindfulness (sati): hence the compound term. When the texts define the compound, they give, not a list of objects, but four formulas describing an activity.

Here’s the first formula:

A meditator remains focused on the body in and of itself—ardent, alert, and mindful—putting aside greed and distress with reference to the world.

Each of the terms in this formula is important. “Remaining focused” can also be translated as “keeping track.” This refers to the element of concentration in the practice, as you hold to one particular theme or frame of reference amid the conflicting currents of experience. “Ardent” refers to the effort you put into the practice, trying to abandon unskillful states of mind and develop skillful ones in their stead, all the while trying to discern the difference between the two.  “Alert” means being clearly aware of what’s happening in the present. “Mindful” means being able to remember or recollect. Sometimes mindfulness is translated as non-reactive awareness, free from agendas, simply present with whatever arises, but the formula for satipaṭṭhāna doesn’t support that translation. Non-reactive awareness is actually part of equanimity, one of many qualities fostered in the course of satipaṭṭhāna, but the ardency involved in satipaṭṭhāna definitely has an agenda, a task to be done, while the role of mindfulness is to keep your task in mind.

The task here is twofold: staying focused on your frame of reference, and putting aside any greed and distress that would result from shifting your frame of reference back to the world. This is the meaning of “the body in and of itself.” In other words, you try to stay with the experience of the body as it’s immediately felt, without referring it to the narratives and views that make up your sense of the world. You stay away from stories of how you have related to your body in the past and how you hope to relate to it in the future. You drop any concern for how your body fits into the world in terms of its beauty, agility, or strength. You simply tune into the body on its own terms—the direct experience of its breathing, its movements, its postures, its elementary properties, and its inevitable decay. In this way you learn how to strip away your assumptions about what does or doesn’t lie behind your experience of the body, and gain practice in referring everything to the experience itself.

The same approach applies to the remaining types of satipaṭṭhāna: focusing on feelings, on mind states, and on mental qualities in and of themselves. At first glance, these may look like new and different meditation exercises, but the Buddha makes clear that they can all center on a single practice: keeping the breath in mind. When the mind is with the breath, all four frames of reference are right there. The difference lies simply in the subtlety of your focus. So when you’ve developed your skills with the first, most blatant type of satipaṭṭhāna, you don’t have to move far to take up the more subtle ones. Simply stay with the breath and shift your focus to the feelings and mind states that arise from being mindful of the breath, and the mental qualities that either get in the way of your focus or strengthen it. Once you’ve chosen your frame of reference, you treat it the same way you’ve been treating the body: taking it as your frame of reference in and of itself, without referring it to stories about yourself or views about the world. You separate feelings—of pleasure, pain, and neither-pleasure-nor-pain—from the stories you normally create around them. You separate states of greed, anger, and delusion from their focal points in the world. In this way you can see them for what they are.

Still, though, you have an agenda, based on the desire for Awakening—a desire that the Buddha classed, not as a cause of suffering, but as part of the path leading to its end. This becomes clearest in the satipaṭṭhāna focused on mental qualities in and of themselves. You acquaint yourself with the unskillful qualities that obstruct concentration—such as sensual desire, ill will, and restlessness—not simply to experience them, but also to understand them so that you can cut them away. Similarly, you acquaint yourself with the skillful qualities that foster discernment so that you can develop them all the way to release.

The texts call these skillful qualities the seven factors of Awakening and show that satipaṭṭhāna practice is aimed at developing them all in order. The first factor is mindfulness. The second is called “analysis of qualities”: the ability to distinguish skillful from unskillful qualities in the mind, seeing what can be accepted and what needs to be changed. The third factor is persistence—persistence in abandoning unskillful qualities and fostering skillful ones in their place. The texts describe a wide variety of methods to use in this endeavor, but they all come down to two sorts. In some cases, an unskillful quality will disappear simply when you watch it steadily. In other cases, you have to make a concerted effort, actively doing what you can to counteract an unskillful quality and replace it with a more skillful one.

As skillful qualities take charge within you, you see that while skillful thinking leads to no harmful actions, long bouts of  it can tire the mind. So you bring your thoughts to stillness, which develops three more of the factors of Awakening: rapture, serenity, and concentration. These provide the mind with a foundation of well-being.

The final factor is equanimity, and its place in the list is significant. Its non-reactivity is fully appropriate only when the more active factors have done what they can. This is true of all the lists in which equanimity is included. It’s never listed on its own, as sufficient for Awakening; and it always comes last, after the pro-active factors in the list. This doesn’t mean that it supplants them, simply that joins in their interaction. Instead of replacing them, it counterbalances them, enabling you to step back and see subtle levels of stress and craving that the more pro-active factors may have obscured. Then it makes room for the pro-active factors to act on the newly discovered levels. Only when all levels of stress and craving are gone is the work of both the pro-active and non-reactive sides of meditation done. That’s when the mind can be truly agenda-free.

It’s like learning to play the piano. As you get more pro-active in playing proficiently, you also become sensitive in listening non-reactively, to discern ever more subtle levels in the music. This allows you to play even more skillfully. In the same way, as you get more skilled in establishing mindfulness on your chosen frame of reference, you gain greater sensitivity in peeling away ever more subtle layers of the present moment until nothing is left standing in the way of total release.

[7] Saṁsāra Divided by Zero | The Karma of Questions

[7] Saṁsāra Divided by Zero | The Karma of Questions

Saṁsāra Divided by Zero

The goal of Buddhist practice, nibbāna, is said to be totally uncaused, and right there is a paradox. If the goal is uncaused, how can a path of practice—which is causal by nature—bring it about? This is an ancient question. The Milinda-pañha, a set of dialogues composed near the start of the common era, reports an exchange where King Milinda challenges a monk, Nagasena, with precisely this question. Nagasena replies with an analogy. The path of practice doesn’t cause nibbāna, he says. It simply takes you there, just as a road to a mountain doesn’t cause the mountain to come into being, but simply leads you to where it is.

Nagasena’s reply, though apt, didn’t really settle the issue within the Buddhist tradition. Over the years many schools of meditation have taught that mental fabrications simply get in the way of a goal that’s uncaused and unfabricated. Only by doing nothing at all and thus not fabricating anything in the mind, they say, will the unfabricated shine forth.

This view is based on a very simplistic understanding of fabricated reality, seeing causality as linear and totally predictable: X causes Y which causes Z and so on, with no effects turning around to condition their causes, and no possible way of using causality to escape from the causal network. However, one of the many things the Buddha discovered in the course of his awakening was that causality is not linear. The experience of the present is shaped both by actions in the present and by actions in the past. Actions in the present shape both the present and the future. The results of past and present actions continually interact. Thus there is always room for new input into the system, which gives scope for free will. There is also room for the many feedback loops that make experience so thoroughly complex, and that are so intriguingly described in chaos theory. Reality doesn’t resemble a simple line or circle. It’s more like the bizarre trajectories of a strange attractor or a Mandelbrot set.

Because there are many similarities between chaos theory and Buddhist explanations of causality, it seems legitimate to explore those similarities to see what light chaos theory can throw on the issue of how a causal path of practice can lead to an uncaused goal. This is not to equate Buddhism with chaos theory, or to engage in pseudo-science. It’s simply a search for similes to clear up an apparent conflict in the Buddha’s teaching.

And it so happens that one of the discoveries of non-linear math—the basis for chaos theory—throws light on just this issue. In the 19th century, the French mathematician Jules-Henri Poincaré discovered that in any complex physical system there are points he called resonances. If the forces governing the system are described as mathematical equations, the resonances are the points where the equations intersect in such a way that one of the members is divided by zero. This, of course, produces an undefined result, which means that if an object within the system strayed into a resonance point, it would no longer be defined by the causal network determining the system. It would be set free.

In actual practice, it’s very rare for an object to hit a resonance point. The equations describing the points immediately around a resonance tend to deflect any incoming object from entering the resonance unless the object is on a precise path to the resonance’s very heart. Still, it doesn’t take too much complexity to create resonances—Poincaré discovered them while calculating the gravitational interactions among three bodies: the earth, the sun, and the moon. The more complex the system, the greater the number of resonances, and the greater the likelihood that objects will stray into them. It’s no wonder that meteors, on a large scale, and electrons on a small scale, occasionally wander right into a resonance in a gravitational or electronic field, and thus to the freedom of total unpredictability. This is why meteors sometimes leave the solar system, and why your computer occasionally freezes for no apparent reason. It’s also why strange things could happen someday to the beating of your heart.

If we were to apply this analogy to the Buddhist path, the system we’re in is saṁsāra, the round of rebirth. Its resonances would be what the texts called “non-fashioning,” the opening to the uncaused: nibbāna. The wall of resistant forces around the resonances would correspond to pain, stress, and attachment. To allow yourself to be repelled by stress or deflected by attachment, no matter how subtle, would be like approaching a resonance but then veering off to another part of the system. But to focus directly on analyzing stress and attachment, and deconstructing their causes, would be like getting on an undeflected trajectory right into the resonance and finding total, undefined freedom.

This, of course, is simply an analogy. But it’s a fruitful one for showing that there is nothing illogical in actively mastering the processes of mental fabrication and causality for the sake of going beyond fabrication, beyond cause and effect. At the same time, it gives a hint as to why a path of total inaction would not lead to the unfabricated. If you simply sit still within the system of causality, you’ll never get near the resonances where true non-fashioning lies. You’ll keep floating around in saṁsāra. But if you take aim at stress and clinging, and work to take them apart, you’ll be able to break through to the point where the present moment gets divided by zero in the mind.