Showing posts with label Komjathy. Daoist Tradition. Show all posts
Showing posts with label Komjathy. Daoist Tradition. Show all posts

2023/08/12

Komjathy. Daoist Tradition: 4. Community and Social Organization

  Komjathy, Daoist Tradition: 

An Introduction 2013
by Louis Komjathy

Table of Contents

Part 1: Historical Overview
1. Approaching Daoism
2. The Daoist Tradition

Part 2: The Daoist Worldview
3. Ways to Affiliation
4. Community and Social Organization
5. Informing Views and Foundational Concerns
6. Cosmogony, Cosmology, and Theology
7. Virtue, Ethics and Conduct Guidelines

Part 3: Daoist Practice
8. Dietetics
9. Health and Longevity Practice
10. Meditation
11. Scriptures and Scripture Study
12. Ritual

Part 4: Place, Sacred Space and Material Culture
13. Temples and Sacred Sites
14. Material Culture

Part 5: Daoism in the Modern World
15. Daoism in the Modern World

===
4 Community and social organization
 
 
Community, especially place-specific community, is a central dimension of the Daoist tradition, and there are diverse Daoist models of community, including ascetic, eremitic, householder, and monastic models. Some Daoists followed a way of life based in renunciation (ascetic, eremitic, and monastic), while others followed a way of life that involved commitment to family and often to social and even political involvement (householder). There are, in turn, different Daoist views on the most beneficial and “highest” religious paths. However, a more comprehensive and integrated perspective recognizes that each of these paths has been understood as one of many paths to the Dao, as one of many expressions of Daoist religious life. Of particular note in this chapter is the section on Daoist women and female participation. Although Daoism cannot be read as a “proto-feminist” tradition, it is among the more inclusive and empowering religious traditions with respect to female adherents.

1] Hermits and eremitic communities

On the most basic level, a hermit or recluse is someone who goes into seclusion. Such a person seemingly withdraws from the larger society, and takes up a corresponding way of life rooted in simplicity and interiority. In Chinese, a recluse is usually referred to as yinshi, which literally means “hidden literatus.” In Daoist terms, one might translate this term as “concealed adept.” These individuals frequently live among “hills and mountains” (qiushan) and “mountains and forests” (shanlin). Yinshi may be actual hermits, who live in physical isolation from others, or members of eremitic communities, in which a group of recluses live together. In contrast to cenobitic (communal) institutions such as monasteries, eremitic communities consist of individuals living in separate dwellings but within a particular geographical area and with a sense of communal participation. They understand themselves to be supporting each other’s religious practice, whether through actual meetings, conversations, and spiritual direction or through a more subtle sense of connection. We may think of such recluses as members of an alternative or intentional community, a religious community opting out of the dominant social order and corresponding value-system. They embrace a different vision of human meaning and purpose.
Although very little work has been done on Daoist eremiticism, partially of course because the “hermit tradition” often exists on the margins of court politics and the larger religious institution, and thus outside of official historiography, there is evidence of such a flourishing Daoist subculture throughout Chinese history. Traces of Daoist eremiticism are found in hagiographies (biographies of saints) and in poetry. Although open to interpretation and debate, the earliest Daoist eremitic communities existed during the time of classical Daoism. These are the classical inner cultivation lineages already discussed in previous chapters of this book. Within the Zhuangzi, we find evidence to support the existence of hermits and eremitic communities. Some passages indicate temporary seclusion, while others point toward a more permanent way of life. For example, in Chapter 7 of the
Inner Chapters, Huzi (Gourd Master) manifests the formless state of “beingnot-yet-emerged-from-the-ancestral” to the shaman Ji Xian, who subsequently flees in terror. Liezi (Master Lie; see also Chapters 1, 18, 21, 28 and 32),1 one of Huzi’s disciples who had been momentarily enamored by Ji Xian’s apparent power and prognostication skills, decides that he had never really learned anything.

LIEZI ENTERS SECLUSION

He went home and for three years did not go out. He replaced his wife at the stove, fed the pigs as though he were feeding people, and showed no preferences in the things he did. He got rid of carving and polishing and returned to simplicity (su). He let himself stand alone like an uncarved block (pu). In the midst of entanglement he remained sealed, and in this Oneness he ended his life. (Zhuangzi, Chapter 7; cf. Daode jing, Chapter 19)
This passage parallels others wherein three years is identified as the ideal period of temporary seclusion for intensive training: Cook Ding (Chapter 3), Gengsang Chu (Chapter 23), as well as adept Huan and Zhuping Man (Chapter 32). As three years is the traditional Chinese mourning period, one might read these descriptions both literally and metaphorically. One goes into physical seclusion, which also involves the death of one’s former self and mundane social concerns. For Liezi, seclusion establishes a situation conducive for intensive Daoist cultivation. It results in mystical union with the Dao, which may or may not include physical death. Here one also notes that the classical Daoist eremitic ideal did not involve abandoning one’s family and property. Such a renunciant model contradicts traditional Chinese values and appears later under the influence of Buddhism.
Seclusion is further emphasized in Chapters 23 and 28 of the Zhuangzi, which contain the earliest Daoist occurrences of the phrase huandu (lit., “four du squared”). This is significant because in later organized Daoism, specifically during the late medieval period, huandu took on a technical meaning of “enclosed and shut-off” and “meditation enclosure.”

CLASSICAL DAOIST IDEALS OF EREMITIC WITHDRAWAL

Master Gengsang Chu [a disciple of Lao Dan] said, “When the vernal qi manifests, the various grasses grow. Later, when autumn arrives, the myriad fruits ripen. And how could it not be like this? The Way of Heaven is already moving. I have heard that the utmost person dwells like a corpse in a four-walled room (huandu zhi shi ). He leaves the various clans to their wild and reckless ways, unknowing of their activities.” (Zhuangzi,
Chapter 23)
***
Yuan Xian [a disciple of Kongzi] lived in the state of Lu. He resided in a four-walled room (huandu zhi shi ). It was thatched with living grasses, had a broken door made of woven brambles and mulberry branches for doorposts. Jars with the bottoms out, hung with pieces of coarse cloth for protection from the weather, served as windows for its two rooms. The roof leaked and the floor was damp, but Yuan Xian sat upright (kuangzuo), playing the zither and singing. (Zhuangzi, Chapter 28; see also 2, 11, 14 and 24)
Here we find the expression of classical Daoist eremitic commitments, including architectural requirements (see Chapter 15): the second passage states that the recluse lives in a hut constructed from natural, found, and discarded materials, including a thatched roof, woven-bramble door, mulberry-branch doorposts, and broken-jar windows. Such a life is informed by classical Daoist values of simplicity and disengagement from wealth, reputation, and social status. Many of the stories are also framed as critiques of political power and social position, with various rulers and officials visiting Daoist adepts only to be rebuffed. The Zhuangzi also documents Daoist recluses associated with particular physical places such as Chu (present-day Hubei, Hunan, Henan, etc.; Chapter 4), the Hao and Pu rivers (Jiangsu; Chapter 17), the Liao river (Liaoning; Chapter 7), Lu (present-day Shandong; Chapters 20 and 28), Mount Gushe (Chapter 1), Mount Kongtong (possibly in Pingliang, Gansu; Chapter 11), Mount Kunlun (Chapters 6, 12, and 18), Mount Tai (Tai’an, Shandong; Chapter 29), Mount Weilei (Chapter 23), Mount Zhong (Chapter 28), and the Ying river (Chapter 28), a tributary of the Huai river (Henan, Anhui, Jiangsu) (see also Mair 1998). Interestingly, the Zhuangzi utilizes physical places and non-physical places as symbolic of Daoist commitments and spiritual states. Certain passages of the Zhuangzi also highlight the eremitic qualities of certain humans and animals, including fishermen (Chapters 17 and 31), firewood-gatherers and wood-cutters (Chapters 20, 26, and 29), warblers and moles (Chapter 1), as well as turtles (Chapters 17 and 26).
In the early medieval period, the Seven Sages of the Bamboo Grove (zhulin qixian) are often associated with Daoist eremitic withdrawal, with the members Ji Kang (Xi Kang; 223–262) and Ruan Ji (210–263) being among the most prominent. However, these individuals are better understood as disillusioned literati with Daoistic interests. They are probably best characterized as “Daoist sympathizers” (see Chapters 3 and 16) with particular interest in classical Daoist texts as opportunities for cosmological speculation as well as philosophical reflection and conversation.
In terms of actual early medieval Daoist hermits and recluses, one important representative is Yan Zun (Junping [Noble Peace]; ca. 83 BCE-ca. 10 CE), who was originally named Zhuang Zun. Yan Zun was an urban recluse and Fangshi who spent his days in the markets of present-day
Chengdu engaging in divinization and prognostication and his nights teaching cultured elite the intricacies of the Chinese literati tradition. For instance, he taught Yang Xiong (53 BCE–18 CE), a famous Han poet and philosopher. Yan Zun wrote the Laozi zhigui (Essential Meaning of the Laozi; a.k.a. Daode zhenjing zhigui; DZ 693), which is the earliest surviving Daoist commentary on the Daode jing in the Daoist Canon. He was later bestowed with the honorific imperial title Miaotong zhenren (Perfected Subtle Pervasion) during the Shaoxing period (1131–62) of the Song dynasty (Berkowitz 2000: 93).
Eremiticism remained a primary model for Daoist community in later organized Daoism and even in modern Daoism. During the Song-Jin period, one relatively unknown recluse exerted an unexpected influence on the emerging Quanzhen movement. This was Liu Biangong (Gaoshang [Exalted Eminence]; 1071–1143), who lived as a solitary ascetic with a small group of disciples in Bingzhou, Shandong (Goossaert 1997: 47–54; 1999). Liu Biangong began his lifelong self-confinement at the age of fifteen. While mourning his father’s death, he encountered an “extraordinary person” and received secret teachings. He then dedicated himself to intensive and prolonged ascetic practice in a meditation enclosure (huandu) near his family home. He observed silence, wore a simple cloth robe, and maintained a vegetarian diet. He also never married and practiced sexual abstinence. Following his death, his brother searched his hut and discovered a short treatise on cultivating clarity and stillness through meditation and within one’s daily life.
Liu’s commitments influenced the early Quanzhen community, which inhabited the same region of Shandong as Liu and his disciples. Ma Yu (1123–84) explicitly mentions the Shandong hermit.

MA YU REMEMBERS THE SHANDONG ASCETIC LIU GAOSHANG

“Liu Gaoshang lived in a meditation enclosure for forty years. He freed himself from everything but emptying the heart-mind, filling the belly, avoiding ornamentation, forgetting reputation, abandoning profit, clarifying spirit and completing qi. The elixir formed naturally, and immortality was completed naturally.”
(Danyang yulu, DZ 1057, 8b)
Here we find one source of inspiration for early Quanzhen practice, especially with respect to the practice of meditation enclosure. Liu emphasized the importance of solitary meditation as the path to spiritual realization. In Ma’s description, Liu’s training is informed by classical Daoist values, as evident in the allusion to Chapters 3 and 19 of the Daode jing. At the same time, meditation enclosure allowed one to undertake intensive internal alchemy, which might culminate in immortality (see Chapters 7 and 11).
Moving back to a slightly earlier moment in the emerging Quanzhen community, Wang Zhe, at the age of 48, completely embraced the life of a Daoist renunciant and moved to Nanshi village, near present-day Huxian, Shaanxi. There he dug himself a “grave” that he named “Tomb for Reviving the Dead” (huo siren mu), often translated as “Tomb of the Living Dead.” This was a mound of dirt several feet high, with a ten-foot high ceiling dug under it. Near the entrance to this underground enclosure Wang placed a plaque that read “Wang Haifeng” (Lunatic Wang). Wang spent three years in this enclosure, most likely engaging in ascetic practices, practicing internal alchemy, and exchanging poetry with those who came to visit him. One account of Wang’s solitary training appears in his ten-poem cycle titled “Tomb for Reviving the Dead.”

WANG ZHE REVIVES THE DEAD MAN

Reviving the dead man, the living dead man, I bury the Four Elements that are my cause.
In this tomb, I sleep soundly reclined near flowing waters; Breaking through the Void, I crush every particle of dust.
(Quanzhen ji, DZ 1153, 2.10a)
In the autumn of 1163, Wang Zhe filled in his meditation enclosure and moved to the village of Liujiang (present-day Huxian), located in the Zhongnan mountains. There Wang trained with two hermits, He Dejin
(Yuchan [Jade Toad]; d. 1170) and Li Lingyang (Lingyang [Numinous Yang]; d. 1189). It seems that the three renunciants lived on a small piece of land near a stream, where each had a separate grass hut. Wang engaged in solitary practice, focusing on asceticism and internal alchemy (see Komjathy 2007a).
After four years Wang Zhe burned down his hut, dancing while he watched it burn to the ground. This occurred in the summer of 1167, when Wang was 54 years old. Wang then traveled east, eventually arriving in Ninghai (present-day Muping, Shandong). While living in Shandong’s eastern peninsula for the last three years of his life, Wang gathered together a number of senior disciples, most often referred to as the Seven Perfected (see Chapter 2). They all engaged in alchemical, ascetic, and eremitic training, both individual and communal. Each senior first-generation adherent also lived for some period of time as a solitary recluse (see Komjathy 2007a).
While the early Quanzhen adherents spent time in seclusion, it is also noteworthy that they maintained connections with fellow practitioners and lay supporters. Evidence points toward an extensive community composed of solitary hermitages, eremitic communities, community meeting halls, and shrines (Komjathy 2007a). There was also a communal dimension of meditation enclosures.

EARLY QUANZHEN EREMITICISM

The master [Ma Yu] returned to the Ancestral Hall, locking himself in an enclosure and residing there. On the new moon of the eighth month of 1178, he emerged from enclosure. In the first month of the next year he traveled to Huating county. Li Dasheng invited the master to be attended by him. [Beginning on] the full moon of the second month, [Ma Danyang] lived in enclosure at his [Li’s] home, coming out only after one hundred days. The master revived a withered tree outside the enclosure. In spring of 1180, he arrived in Jingzhao (Shaanxi). Zhao Penglai offered his shelter as a hermitage. The master again lived in enclosure for one hundred days and then came out.
(Jinlian xiangzhuan, DZ 174, 24b-25a)
Here Ma Yu is the model for aspiring adepts, committed to consistent and prolonged solitary religious praxis. In this passage and elsewhere, adherents were often attended by one or more fellow practitioners, disciples, or lay followers. These individuals were responsible for providing support, such as food, water, and medical attention. Solitary ascetic training enabled early adepts to separate themselves from familial and societal entanglements and to purify themselves emotionally and intellectually. It represented the opportunity to move from ordinary human being to more actualized ontological conditions, as defined and understood by the early Quanzhen Daoist religious movement (Komjathy 2007a, forthcoming).
The Quanzhen case is instructive on multiple levels. First, it reveals some of the specifics of ascetic training, including the importance of place, seclusion, spiritual direction, spiritual friendship, and intensive training. Second, Quanzhen began as a small eremitic community emphasizing ascetic and alchemical praxis. It then became a regional community in Shandong and Shaanxi, which included both fully committed renunciants and lay members. The next phase involved a transition from a regional religious movement to national monastic order. It is especially noteworthy that late medieval Quanzhen monasteries not only institutionalized asceticism and eremiticism, but also retained those early commitments, forms of practice, and communal dimensions. Many early Quanzhen monasteries incorporated rows of meditation enclosures into their architecture designs, and these meditation rooms were used for solitary and intensive meditation during huandu retreats. Such winter retreats usually occurred from the winter solstice to the end of the lunar New Year period and lasted for one hundred days (Goossaert 2001, 127). 

2] Householder and proto-monastic communities

The eremitic model is only one of many forms of Daoist community and social organization. In fact, the dominant form of Daoist community is probably that of the householder living among other householders. Although the category of householder (“laity”) is often contrasted with renunciant and monastic, here it simply designates individuals who marry and have families. It is a family-centered form of social organization, and parallels dominant Chinese values rooted in Confucianism. It is also congruent with Mahāyāna Buddhist ideals, such as those expressed by the enlightened lay Buddhist in the Vimalakīrti Sūtra. In the case of Daoism, many householder communities include ordained, married priests as well as individuals and families living a committed religious life. Such patterns of adherence frequently revolve around specific values (see Chapter 5) and ethical commitments (see Chapter 8).
In the early Tianshi movement, the Daoist community centered on a hierarchically organized theocracy, a semi-independent state (Shu) oriented towards the Dao, organized according to Daoist commitments, and informed by Daoist religious views. Early Tianshi Daoism benefited from a variety of political circumstances, including the decline of centralized Han power and the movement’s relative geographical remoteness. The same was true of the early Quanzhen community’s location in Shandong during the decline of the Jurchen-Jin dynasty.
As discussed in Chapter 2, the Tianshi movement began with a revelation from Laojun (Lord Lao), the deified Laozi and personification of the Dao, to Zhang Daoling in 142 CE. During Lord Lao’s revelation, Zhang was appointed as terrestrial representative, the “Celestial Master,” and given healing powers as a sign of his empowerment. The movement in turn became patrilineal, passing from Zhang Daoling to his son Zhang Heng and then to his grandson Zhang Lu (d. 215). The Celestial Masters established “parishes” (zhi ) with hierarchically ranked followers, wherein the so-called libationers (jijiu) were highest. The intent was to establish “people of the Dao” (daomin) and “seed people” (zhongmin) that would populate an earth made ritually and morally pure.
 
CHART 6 Early Tianshi Community Organization
In early Tianshi, the Celestial Master was the highest socio-political and religious position filled by a single male of the Zhang family. It was patrilineal and hereditary: it passed from the senior male leader (father or elder brother) to next senior male heir (eldest son or brother) in the Zhang family. This remained the case into later and modern Daoist history, though the lineage was disrupted and then reconstructed during the Tang dynasty (see Chapters 2 and 3). The libationers were the highest-ranking community members below the Celestial Master and the Zhang family, and they reported directly to the Celestial Master. The libationers were the equivalent of ordained community priests, and they served as leaders of twenty-four parishes (see Wushang biyao, DZ 1138, 23.4a–9a). Their rank was based on degree of adherence, ordination level with accompanying registers (lu), and ritual attainments. The registers were lists of spirit generals that Tianshi leaders could use for healing, protection, and exorcism. At the next level of the social organization, demon soldiers (guizu) were meritorious leaders of households who represented smaller units in the Celestial Master community. With the exception of the Celestial Master himself, all leadership positions could be filled by men or women, Han Chinese or ethnic minorities (see Kleeman 1998). In fact, some evidence suggests that the ideal model for priests was a married couple performing ritual together, thus expressing an embodied balance between yin and yang. At the bottom of the hierarchically ordered organization were congregants or ordinary adherents, who were again organized and counted according to households. Each of these had to contribute rice or its equivalent in silk, paper, brushes, ceramics, or handicrafts. Each Tianshi member, from childhood to adulthood, also underwent formal initiations at regular intervals and received the above-mentioned registers, including seventy-five for unmarried people and one hundred and fifty for married couples (Hendrischke 2000; Kohn 2004a: 71).
Early Tianshi Daoism is noteworthy for its influence on later Daoist models of participation and social organization. First, it appears that the position of Celestial Master was modeled on (or designed to replace?) the Chinese emperor as Son of Heaven who held the Mandate of Heaven (tianming). This position was viewed through a Daoist lens wherein the political leader should be a high-level Daoist practitioner (sage-king) as described in the Daode jing. There was thus a reciprocal and symbiotic relationship between the Celestial Master as community leader and the Tianshi community. Expressing a vision of communal welfare, each was responsible for the wellbeing of the other and for the community as a whole. Rather than view early Tianshi grain collection as a “tax” or “membership fee,” it is probably more accurate to understand it as a “food distribution system.” It was a form of charity that supported the community as a whole. It was used to help other members in need and to ensure social harmony. Here we find a specific example of Daoist utopianism, which also appears on a smaller scale in classical Daoism, especially among its Primitivist strain. Second, the early Tianshi movement attempted to create a community oriented towards the Dao. According to its own founding account, the inspiration for Tianshi Daoism came from Lord Lao as a personal manifestation of the Dao. Under a generous reading, the early community accepted the direction of that divine communication through Zhang Daoling and his successors. These Daoist religious leaders in turn attempted to guide a community to maintain and propagate Daoist religious commitments, values, and ideals (see Chapters 5 and 8). Finally, and perhaps most importantly, the Tianshi movement established a hierarchically organized community wherein deeper levels of religious commitment and degrees of adherence led to higher positions in the community. That is, as is the case in most traditional Daoist communities and forms of social organization, early Tianshi was an elder-centered system. Here “elder” is not solely a matter of age seniority; it is also based on level of commitment, training, and expertise.
The early, Shu-based Tianshi community under the leadership of Zhang Lu, the third Celestial Master, was eventually conquered by General Cao Cao (155–220) in 215 CE. Cao Cao, who was instrumental in laying the foundations for the Cao Wei dynasty (220–65), then forced members of the Tianshi community to migrate to different parts of China. This geographical diffusion was pivotal for the emergence of subsequent Daoist movements, and for the development of a more diverse, integrated, and large-scale Daoist tradition.
In terms of Daoist social organization, Tianshi dissemination eventually led to a division within the community between the so-called Northern and Southern Celestial Masters, so named because of their respective locations in northern and southern China. A descendant of a Northern Celestial Masters family in Chang’an, Shaanxi, Kou Qianzhi (365–448), was a pivotal figure in the formation of the first formal Daoist theocracy (government ruled through the divine), which occurred through an alliance with the Toba (Northern) Wei dynasty. After going into seclusion on Songshan (Mount Song; Dengfeng, Henan), Kou supposedly received a revelation from Lord Lao (see Chapter 3). In 415, he received a divinely transmitted text titled Yunzhong yinsong xinke jiejing (Precept Scripture of the New Code, Recited in the Clouds; abbr. “New Code”; partially lost; DZ 785), which contained a set of precepts for a newly envisioned Daoist community. According to this revelation, Kou was to replace the Zhang family as the Celestial Master, abolish some of their received practices, and establish a community based on thirty-six rules. In 424, Kou obtained a court audience with Emperor Taiwu (408–52; r. 424–52) and gained support from the Prime Minister Cui Hao
(381–450). Kou and Cui convinced the ruler to put the “New Code” into practice and thus established the Daoist theocracy of the Northern Wei. Kou became the official leader with the title of Celestial Master, while his disciples were invited to the capital to perform regular rituals. Within the early Toba Wei theocracy, Kou lived in a converted-palace monastery, the Chongxu si (Monastery for Venerating Emptiness), in the capital with some one hundred and twenty disciples and administrators. In 431, Daoist institutions, including temples, ordained clergy, moral rules, and rituals, were also established in the provinces, thus extending the reach of Daoist and state control farther into the countryside. The pinnacle of the theocracy occurred in 440, when the emperor underwent Daoist investiture rites and changed the reign title to Taiping zhenjun (Perfect Lord of Great Peace) (Mather 1979: 118; Kohn 2000b: 284–5). Following Kou’s death in 448, Daoism eventually fell out of favor, and the Daoist theocratic experiment came to an end, with Buddhism taking its place.
The Northern Wei Daoist theocracy provides another glimpse into forms of Daoist community and social organization. Here we find an example of state-sponsored Daoism, specifically through the systematic integration of Daoist religious institutions, clergy and values into the larger society and political system. One key issue, yet to be adequately explored, is the actual political policies, the larger societal institutions and practices, which were inspired by Daoism. What actually occurred on the ground, and how did it affect the daily lives of the average person? To what degree and in what ways was it “Daoist”? Historically, many court Daoists sought imperial patronage, both for themselves and the larger tradition, while many Chinese rulers and governments sought support and legitimation through Daoism. Such an expression of Daoist community, still rooted in a certain utopian vision, reveals a political dimension. In this respect, Daoists competed with the dominant Confucian political project and with the increasingly powerful Buddhist monasteries.
The search for imperial patronage had diverse motivations and dimensions. Sometimes it involved an integrated vision for Chinese society and the Daoist tradition, but at other times, it involved intra-Daoist and interreligious competition, especially with Buddhists. Some prominent examples include the alliance of the Southern Celestial Masters with the Liu-Song dynasty, partially as a result of Tianshi competition with the Taiqing and
Shangqing Daoist movements; the Tang dynasty elevation of Daoism to state religion, partially as a result of the imperial Li family tracing their ancestral line back to Li Er (Laozi); Yuan dynasty support of the Quanzhen monastic order, which was eventually lost through a series of Buddho-Daoist debates and subsequent anti-Daoist edicts; and Qing dynasty support of the Longmen lineage of Quanzhen.
In early medieval China, Buddhism gained a stronger role in Chinese culture and society. Han people, the indigenous ethnic majority of traditional China, found Buddhism increasingly attractive, primarily due to its alternative soteriological model and promise of relief from everyday suffering, and large numbers began converting to Buddhism. In addition, Buddhism provided a new model of community and social organization, namely, monasticism. Here we should remember that the model of eremitic communities already had a long and revered history in China, but, in keeping with traditional Chinese values, rejection of family and social reproduction (celibacy) was largely unheard of. Under Buddhist influence, Daoists began adopting and experimenting with quasi-monastic and monastic communities. Tao Hongjing’s (456–536) Shangqing community at Maoshan (Mount Mao; Jurong, Jiangsu) is one representative expression of Daoist quasi- or protomonasticism (see Strickmann 1977, 1979). Tao Hongjing was a descendent of Tao Kedou (d. 363), who was allied through marriage with the Xu family of the original Shangqing revelations (see Chapters 2 and 3). Tao Hongjing ranks as one of the most famous Daoists in Chinese history because of his collection and identification of the original Shangqing manuscripts, his development of a critical pharmacology, and his commitment to alchemical experimentation, especially through the search for external elixirs. While mourning the death of his father (484–86), Tao received Daoist training under Sun Youyue (399–489), abbot of the Xingshi guan (Abode for a Flourishing World) in the capital and a former senior disciple of Lu Xiujing (406–77). It was during this time that Tao first saw a Shangqing manuscript. Tao was enchanted by the calligraphic style and would dedicate a substantial portion of his life to collecting, transcribing, and classifying the extant Shangqing textual corpus. Over the next five years, he traced the manuscript owners and collected various manuscripts, especially those associated with Yang Xi and the Xu family (see Chapters 2, 3, 12 and 15).
Tao Hongjing retired to Maoshan in 492 at the age of thirty-six. There he lived in Huayang guan (Abode of Flourishing Yang) with some of his direct disciples as well as among other Shangqing adherents.2 The Maoshan community included solitary and celibate members as well as communal and married members. That is, there were different paths to spiritual attainment, and renunciant and married adherents lived side by side. While it is unclear what Tao himself thought about these different models, he must have been fairly supportive. This is based on the fact that Zhou Ziliang (fl. 480–520), one of his senior disciples, moved to Maoshan with his entire family. In addition, as the mountain grew in fame, Maoshan became an object of pilgrimage and tourism for both the pious and curious. The mountain was only some thirty miles from the imperial capital; writing in 499, Tao describes the multitudes that annually flocked there on the two festival days associated with the Mao brothers. The community of permanent residents also continued to grow, with the mountain becoming populated by entire households, including young children (Strickmann 1979, 150–51). Tao’s seclusion involved residence in a mountain temple, study and compilation of Daoist scriptures, and decoction of elixirs of immortality. In the process, Tao describes his aesthetic appreciation of the landscape and the esoteric topography of Maoshan as particularly conducive for the compounding elixirs. These two dimensions commingle in Tao’s frequent visits to a northward ridge and an adjacent scenic spot with a bubbling spring (Strickmann 1979: 141–2).
Thus, on the Maoshan of Tao Hongjing, we find an inclusive, placespecific Daoist community. This community included men, women, children, and domestic animals. It included individuals following eremitic, quasi-monastic, or householder religious paths. It allowed space for various Daoist activities: from scholarship and meditation, through alchemical experimentation, to popular devotion and pilgrimage. Such perhaps is the most Daoist of models of community and social organization. Respecting traditional Chinese values and rooted in traditional Chinese culture, Maoshan Daoists accepted both individualistic and family-centered paths to the Dao. As an expression of foundational Daoist values and views (see Chapter 5), the Maoshan community was inclusive, flexible, minimalist, and relatively egalitarian in terms of recognizing potential. At the same time, there were clearly degrees of adherence and commitment (see Chapters 3 and 8). The community was organized hierarchically, recognizing differences of affinity, aptitude, and effort. We must also note that there are other Daoist minority and dissenting views that understand spiritual capacities as endowed, as is the case in some alchemical discussions of “immortal bones” (xiangu). While there are many paths to the Dao, some are recognized as more efficacious, advanced, and esteemed.
The Maoshan community also reveals some of the challenges of inclusion, especially in terms of a daily life of cohabitation and shared place. Fame and public interest frequently leads to the diminishment of the very aesthetic and spiritual dimensions that created elevation (see Chapter 1). People came to Maoshan with different motivations, including materialist, tourist, devotional, and soteriological ones. Following a pattern in many contexts and traditions, increases in membership led to a decrease in commitment among the Maoshan community. This was so much the case that Tao Hongjing relocated to more secluded parts of the mountains later in life, and eventually departed incognito to an area farther east where he hoped to complete his alchemical transformation (Strickmann 1979: 150–1). 

3] Monasticism

As a comparative category, monasticism refers to a community of people following a particular form of religious life, typically centering on formal religious vows and commitments, rules, daily schedules, religious discipline, and, at least ideally, an orientation towards the ultimate concern and dedication to the ideals of the associated tradition (see Weckman 1987). Historically speaking, monasticism is a highly organized type of religious institution, usually emerging out of earlier ascetic tendencies and eremitic (hermit and/or quasi-monastic) communities. The term is usually associated with Catholic religious orders, but it may be reasonably applied to other traditions, including Buddhism and Daoism. Those who follow this way of life and live in these types of communities are referred to as “monastics.” They may be monks (men) or nuns (women). Generally speaking, the title of monastic assumes a vow of celibacy. In addition, a distinction may be made between eremitic (solitary) forms and cenobitic (communal) forms of monasticism, although most monastic communities involve some degree of social interaction among the community members. Monastics live in monasteries, which are also referred to as nunneries or convents in the case of nuns. Some forms of monasticism are also mendicant or peripatetic, usually involving homelessness, wandering, and begging, while others are cloistered, usually involving complete isolation and residence in a separate cell. While monasticism has been a primary form of Daoist community and a central expression of the Daoist religious institution from the late medieval period to today, peripatetic and cloistered examples are rare.
Daoist monasticism developed under the influence of Buddhism, which had been introduced to China during the first and second centuries CE and became increasingly influential from the fourth century forward. Both the Northern Celestial Masters community of Kou Qianzhi and the Maoshan community of Tao Hongjing were quasi- or proto-monastic. These Daoist communities included unmarried, celibate practitioners, married priests and religious administrators, and disciples of various persuasions. They were thus not monastic in the strict sense of the word. They were not religious communities where celibate monastics (monks and/or nuns) lived according to a strict rule and schedule in a tightly knit religious community. The earliest Daoist monastery was roughly contemporaneous with the Maoshan community. After the Toba-Wei theocracy ended, Louguan (Lookout Tower Monastery; a.k.a., Louguan tai; Zhouzhi, Shaanxi) rose to become the major Daoist center in northern China and, in the early sixth century, also served as a refuge for southern Daoists who were persecuted under Emperor Wu (r. 464–549) of the Liang dynasty (Kohn 2003a: 41). Located in the foothills of the Zhongnan mountains and still a flourishing Quanzhen Daoist monastery today, Louguan was identified by Daoists as the place where Laozi transmitted the Daode jing to Yin Xi, the Guardian of the Pass (see Chapters 2 and 14). This version of the transmission legend arose in the mid-fifth century through Yin Tong (398–499?), a self-identified descendent of Yin Xi and owner of the Louguan estate. During the early sixth century, a group of Daoists, primarily members of the Northern Celestial Masters, apparently lived within a monastic framework, specifically according to ethical guidelines, communal celibate living, and standardized daily schedule. Members of the early Louguan community practiced longevity techniques, observed the five precepts adopted from Buddhism, venerated Laozi and the Daode jing, and honored Yin Xi as their first patriarch (Kohn 2003a: 41). They also composed and compiled various texts, such as the influential Taishang Laojun jiejing (Precept Scripture of the Great High Lord Lao; DZ 784). Regardless of the degree to which the early Louguan community was fully monastic, the sacred site became one of the most important Daoist monasteries from the Northern Zhou dynasty and Tang dynasty to today.
Louguan and other early Daoist monasteries prepared the way for later fully developed monastic systems, such as those of the Tang, late Song and Yuan, and Qing. While the actual social organization of the early Louguan community remains unclear, we have detailed information on later Daoist monastic life. Medieval Daoist monasticism was characterized by distinctive ordination rites, training regimens, distinctive vestments, ritual implements, as well as buildings and compounds (Kohn 2003a, 2004b). During the Tang, there was a nationwide monastic system, with large and small monasteries inhabited by celibate monks and nuns adhering to ethical codes (see Chapter 8) and following a standardized daily schedule. In this way, Daoist monasticism paralleled the Chinese Buddhist system. Daily monastic life included hygiene practices, abstinence, meal regulations, ceremonial meals and associated foods, eating procedures, ritual performances, obeisances, and audiences with senior monastics, especially one’s spiritual director (Kohn 2003a: 112–39).
While fully systematized Daoist monasticism thus emerged during the Tang dynasty, the most influential Daoist monastic tradition, Quanzhen, was established during the late Song-Jin period and early Yuan. Quanzhen monasteries and temples were established throughout northern China and its clerical membership grew, so that by the late thirteenth century there were some 4,000 Quanzhen sacred sites and 20,000 monks and nuns (Goossaert 2001: 114–18). From records dating to the Yuan dynasty we know that late medieval Quanzhen monastic life was characterized by intensive meditation, spiritual direction, and a set daily schedule. According to the Quanzhen qinggui (Pure Regulations of Complete Perfection; DZ 1235), the standard daily monastic schedule was as follows:
3 a.m. – 5 a.m. Wake-up
5 a.m. – 7 a.m. Morning meal
7 a.m. – 9 a.m. Group meditation
9 a.m. – 11 a.m. Individual meditation
11 a.m. – 1 p.m. Noon meal
1 p.m. – 3 p.m. Group meditation
3 p.m. – 5 p.m. Individual meditation
5 p.m. – 7 p.m. Formal lecture or interviews
7 p.m. – 9 p.m. Group meditation and tea
9 p.m. – 11 p.m. Individual meditation
11 p.m. – 1 a.m. Scripture recitation
1 a.m. – 3 a.m. Personal time
(DZ 1235, 6a)  
Some Daoist monasteries functioned as semi-independent communities, while others were part of a vast, interconnected network of temples. Like the Maoshan community of Tao Hongjing, many of these temples attracted tourists and pilgrims, and some received imperial recognition. Patronage from lay supporters, regional magistrates and aristocratic families, and the imperial court was essential. It is one thing to attempt to maintain a single monastery, but ensuring the flourishing of a nationwide monastic system with thousands of monks and nuns is a different matter entirely. As court Daoist and monastic leaders formed working relationships and political connections with emperors and officials, state regulation also became a social dimension of Daoist monasticism. For example, during the Ming dynasty, Emperor Taizu (1328–98; r. 1368–98) established the Xuanjiao yuan (Court of the Mysterious Teachings), an independent body that dealt with the administration of all Daoists throughout the empire. This court was abolished in 1371, after which Daoists were governed by the Daolu si (Bureau of Daoist Registration). This organization was a subdivision of the Libu (Ministry of Rites), responsible for the supervision of all levels of Daoist activity. It controlled the Daoji si (Bureaus of Daoist Institutions) on the provincial level, Daozheng si (Bureaus of Political Supervision of Daoists) on the prefectural level, and Daohui si (Bureaus of Daoist Assemblies) on the district level (de Bruyn 2000: 596). There were, in turn, various policies associated with these state-sponsored administrative agencies. In addition to regulating the ages and total numbers of Daoists, the Ming administration continued the system of ordination certificates first established during the Tang, through which the state certified monks and nuns after an official examination taken after three years of study. The certificates contained the names of the monastic, his or her religious affiliation, date of ordination, as well as their various appellations. The Ming administration also created the Zhouzhi ce (Register of Complete Comprehension), an official list that contained the names of all Daoists who had ever passed time in any monastery (de Bruyn 2000: 596–7). The Qing dynasty continued the Board of Rites and Bureau of Daoist Registration, and in certain ways it was the precursor to the modern PRC Bureau of Religious Affairs (see Chapter 16). In these bureaucratic institutions, we find another dimension of Daoist social organization, namely its ties to the Chinese imperial court and state control.
Daoist women and female participation
Women have occupied a central place in the Daoist tradition from the beginning; women comprised a substantial portion of every Daoist movement, and many served as religious leaders. When considered comparatively, and especially in terms of pre-modern Chinese history, there can be little debate that Daoists tended to be on the more egalitarian side with respect to inclusion and recognition of women. Here we must distinguish three separate concepts: Daoist views of women and of the “feminine” (see Chapter 5); the Daoist veneration of goddesses and female Perfected (see Chapter 6); and the actual place of women in the Daoist tradition. These dimensions of Daoist religiosity are complex. Veneration of “feminine” qualities or goddesses does not necessarily correspond to the empowerment of women. In the case of Daoism, however, we do find evidence that these three dimensions of religious traditions often went handin-hand. There have, in turn, been various Daoist technical terms designating female Daoist adherents: daonü (“women of the Dao”), daomu (“mothers of the Dao”), nüguan (“female caps”), nüshi (“female masters”), nüzhen (“female Perfected”), and kundao (“female Daoists”), with Kun-earth being the trigram representing “the feminine” through three yin or “broken” lines. Many of these terms only refer to Daoist nuns.
Daoist women fulfilled conventional social roles such as that of mother, daughter, sister, wife, and sexual partner. These are rooted, more often than not, in patriarchal social networks: women are defined in relation to men. This statement, of course, requires additional reflection on actual power relations and women’s perspectives. Moreover, in what ways should we frame the discussion of gender: Is it more important to be a Daoist (“female Daoist”) or to be a woman (“Daoist woman”)? What is the relation between religious identity and gender identity? More important for present purposes, women have become Daoist religious leaders, teachers, priests, nuns, and founders. There also are female Daoist immortals and Perfected, women who became divinized on some level. Throughout Daoist history, these individuals have often been divine teachers and bestowers of revelations.
In terms of specific women, no discussion of Daoism would be complete without reference to Nüyu (Woman Yu), the female Daoist master mentioned in Chapter 6 of the Zhuangzi (see Chapter 3; above); Wei Huacun (252– 334), a Tianshi libationer and eventual divine being who transmitted some of the early Shangqing revelations; Zu Shu (fl. 889–904), a Tang priestess who received a revelation from Lingguang shengmu (Holy Mother of Numinous Radiance) and founded the Qingwei (Pure Tenuity) school (see Chapters 2 and 13); the Tang princesses Jinxian (Gold Immortal) and Yuzhen (Jade Perfected), who were the youngest daughters of Emperor Ruizong’s (r. 710– 12) third consort and who became ordained as Daoist priests in 711 after receiving six years of Daoist training (see Benn 1991); and Sun Buer (1119– 82), the only senior first-generation female Quanzhen adherent and eventual matriarch of female alchemy (nüdan) (see Komjathy 2011e). Unfortunately, very little research has been done on post-Song Daoism, so we do not know much about female Daoists during the late imperial and modern periods (see Despeux and Kohn 2003: 151–74, 198–210). This is not to mention “ordinary” Daoist women whose names have been lost to history. We also lack studies of certain women such as the wives of the actual Celestial Master, women who were pivotal in daily Daoist communal life and in the preservation and transmission of the Daoist tradition. Some insights may be gleaned from culling received Daoist hagiographies. In this respect, the Yongcheng jixian lu (Record of Assembled Immortals of the Walled City; DZ 783) is especially important (see Cahill 2006). This text is an anthology of women’s hagiographies compiled by Du Guangting (850–933), the famous Daoist religious leader, scholar and ritual expert.
Wei Huacun, also known as Lady Wei, is associated with both the Tianshi community and the Shangqing revelations. The daughter of a high official and apparently a birthright member of Tianshi, Wei Huacun eventually married a Tianshi religious leader and raised two sons. She then retired to a separate part of the family compound and devoted herself to selfcultivation. In 299, she had visions of several perfected beings who presented her with sacred scriptures and oral instruction, and she became a libationer with ritual powers and administrative duties. During the war that led to the rise of the Eastern Jin in 317, her family fled to Jiankang (presentday Nanjing, Jiangsu), after which she spent the rest of her life in seclusion, receiving further visits from celestial Perfected. She eventually attained the Dao on Hengshan (Mount Heng, Hunan), the southern sacred mountain that was an active center of both Buddhism and Daoism during the early medieval period (see Chapter 14). She was accordingly called Nanyue furen (Lady of the Southern Marchmount) and, after her ascension into the Daoist heavens, appeared to Yang Xi (330–386) and revealed numerous texts and instructions (Despeux and Kohn 2003: 13–14, 97). As recorded in the Zhen’gao (see above), the Perfected Wei Huacun described her own views on immortality practices.
WEI HUACUN’S VIEWS ON IMMORTALITY PRACTICE
“The way of the yellow and red [bed-chamber arts; sexual practices], the art of commingling qi, constitutes one of the minor methods commended for becoming one of the elect as espoused by [the first Celestial Master] Zhang Daoling. The Perfected [of Shangqing] do not make use of such practices. Although I have observed some people interrupting their decline by practicing these methods, I have never met anyone who has attained eternal life through them.” (Zhen’gao, DZ 1016, 2.1a; adapted from Despeux and Kohn 2003: 16)
She thus became one of the central divine figures in the early Shangqing revelations. Also noteworthy is the pivotal role played by other female divinities and Perfected in those revelations. They include Shangyuan furen (Lady of Highest Prime), Xiwangmu (Queen Mother of the West), and Ziwei furen (Lady of Purple Tenuity) (see Chapter 6). Unfortunately, at present there are no systematic studies of Wei Huacun, including the specific revelations associated with her, but from her earthly life and post-mortem influence, we gain a glimpse into patterns of female participation in Daoist communal life: from wife and mother, through recluse and renunciant, to religious leader and ultimately Perfected. With respect to the latter, Wei became divinized and located within the hierarchically ordered Daoist pantheon. Like many other Daoist apotheoses, she then became divine source for revelations and contributed to the formation of new communities and movements.
Female Daoists also lived as renunciants and monastics. One of the most famous was Sun Buer, the only female member of the so-called Seven Perfected of early Quanzhen. 
 
FIGURE 4 Late Imperial Representation of Sun Buer
Source: Daoyuan yiqi jing, ZW 87
Sun Buer was born as Sun Yuanzhen in a small town in the Ninghai (presentday Muping), Shandong. As a daughter of a local scholar-official, Sun received a literary education. In her teens, she was married to Ma Yu, the son of a prominent Ninghai landowning family. The couple had three sons and lived quietly until 1167, when Wang Zhe, the founder of Quanzhen, arrived. Ma and Sun eventually became his formal disciples, which required the couple to divorce and become Daoist renunciants. There are various accounts of these events, with competing positive and negative conceptions of Sun. Wang’s various attempts to convince the couple to pursue dedicated Daoist training is documented in the twelfth-century Chongyang fenli shihua ji (Chonyang’s Anthology of Ten Conversions by Dividing Peaches; DZ 1155). Following the death of Wang in 1170 and complete separation from Ma around 1173, Sun began wandering throughout northern China. She moved to Luoyang in 1179, where she trained with a female Daoist recluse from Henan named Feng Xiangu (Immortal Maiden Feng; fl. 1145–79). According to the Lishi tongjian houji, Feng lived in an “upper cave” (shangdong) and had Sun live in the lower one. Sun practiced and taught there until her death in 1182. Her teachings are obscure because few works remain. The only writings that may be reasonably attributed to Sun appear in a fourteenth-century anthology of poems, the Minghe yuyin (Lingering Overtones of the Calling Crane; DZ 1100) (see Komjathy forthcoming). From this text it seems that Sun adhered to foundational Quanzhen commitments and practiced internal alchemy. Her place in early Quanzhen is complex, as it appears that there were varying degrees of acceptance and conceptions of her. While Wang Zhe clearly accepted her as a disciple, the other first-generation adherents and second-generation disciples oscillated among recognition, indifference, disregard, and even explicit dismissal. The latter tendency reveals misogynist tendencies, patriarchal at the very least, in the early community. However, Quanzhen eventually became a nationwide monastic order, within which nuns composed a substantial portion. In addition, as Quanzhen monasticism continued to develop, and as women became increasingly prominent, Sun Buer was accordingly elevated to matriarch of “female alchemy” (nüdan) (see Chapter 11). She also reached the highest status as nominal founder of Qingjing pai (Clarity and Stillness lineage), a Quanzhen women’s lineage. Various poems and prose works were, in turn, attributed to her. Like Wei Huacun, the parameters of Sun Buer’s life reveal patterns of participation for female Daoists: from daughter, wife and mother, through renunciant and alchemist, to immortal and matriarch.
While we await a detailed study of daily monastic life with specific attention to nuns, it appears that most Daoist monasteries that included women were inhabited by both men and women. It appears that there were few, if any, pre-modern Daoist convents where women lived only among other women. In contemporary Daoism, women continue to have a prominent position. Although rural Zhengyi communities have generally departed from tradition by excluding women from ordination, mainland Chinese monasticism as well as other Taiwanese and Hong Kong Daoist communities tend to be more inclusive and empowering. For example, the Taiwanese Daode yuan (Morality Temple) in Gaoxiong and Cihui tang (Compassion Society Temple) near Taibei are contemporary female Daoist communities (Ho 2009). There are also large numbers of prominent nuns in contemporary Quanzhen monasteries, many of whom also serve in leadership positions. Some of the largest populations of Daoist nuns are in Sichuan. Interestingly, a new Daoist seminary for women also was established at Hengshan, the place of Wei Huacun’s seclusion and eremitic training, near Changsha, Hunan (see Wang 2008).
 
FURTHER READING

Berkowitz, Alan. 2000. Patterns of Disengagement: The Practice and Portrayal of Reclusion in Early Medieval China. Stanford: Stanford University Press.
Despeux, Catherine, and Livia Kohn. 2003. Women in Daoism. Cambridge, MA: Three Pines Press.
Eskildsen, Stephen. 1998. Asceticism in Early Taoist Religion. Albany: State University of New York Press.
Kleeman, Terry. 1998. Great Perfection: Religion and Ethnicity in a Chinese Millennial Kingdom. Honolulu: University of Hawaii Press.
Kohn, Livia. 2003. Monastic Life in Medieval Daoism. Honolulu: University of Hawaii Press.
Ōzaki Masaharu. 1986. “The Taoist Priesthood: From Tsai-chia to Ch’uchia.” In Religion and Family in East Asia, edited George DeVos and T. Sofue, 97–109. Berkeley: University of California Press.
Porter, Bill. 1993. Road to Heaven: Encounters with Chinese Hermits. San Francisco, CA: Mercury House.
Vervoorn, Aat. 1990. Men of the Cliffs and Caves: The Development of the Chinese Eremitic Tradition to the End of the Han Dynasty. Hong Kong: Chinese University Press.
Yoshioka Yoshitoyo. 1979. “Taoist Monastic Life.” In Facts of Taoism, edited by Holmes Welch and Anna Seidel, 220–52. New Haven, CT: Yale University Press.
 

Komjathy. Daoist Tradition: 3. Ways to Affiliation

  Komjathy, Daoist Tradition: 

An Introduction 2013
by Louis Komjathy

Table of Contents

Part 1: Historical Overview
1. Approaching Daoism
2. The Daoist Tradition

Part 2: The Daoist Worldview
3. Ways to Affiliation
4. Community and Social Organization
5. Informing Views and Foundational Concerns
6. Cosmogony, Cosmology, and Theology
7. Virtue, Ethics and Conduct Guidelines

Part 3: Daoist Practice
8. Dietetics
9. Health and Longevity Practice
10. Meditation
11. Scriptures and Scripture Study
12. Ritual

Part 4: Place, Sacred Space and Material Culture
13. Temples and Sacred Sites
14. Material Culture

Part 5: Daoism in the Modern World
15. Daoism in the Modern World

==
3 Ways to affiliation
 
 
“Ways to affiliation” refers to the traditional ways in which individuals have become Daoists. Such paths also relate to the ways in which Daoism has become a tradition, especially the emergence of new movements and lineages. In addition, it draws our attention to the ways in which Daoists have established and extended parameters of inclusion and participation, a topic discussed throughout the present book.
Daoist ways to affiliation are diverse and complex. While there can be no doubt that lineage and ordination have occupied a major place in the Daoist tradition and throughout Daoist history, overemphasis on these institutional dimensions of Daoist religious identity may obscure one’s understanding. Considered comprehensively, Daoism is a tradition comprised of ascetics, hermits, ordained householder and celibate priests, monastics, as well as the larger lay membership, and there are diverse models of community within its contours (see Chapters 4 and 8). While many Daoist priests and monastics have located themselves in specific movements and lineages, and in the process privileged lineage affiliation and ordination, many “ordinary Daoists” did not. These were individuals and families who made up the vast majority of Daoists throughout Chinese history, and who supported the clerical elite, temple networks, and monasteries. While little has been written on the lives of “ordinary Daoists,” their own paths into the tradition deserve consideration. This includes the ways in which they expressed their own religiosity and sense of commitment. In many cases, this occurred under the guidance of Daoist leaders as well as established Daoist families. However, we do not know the specific motivations for their affiliation. Much of their lives probably centered on the cultivation of basic Daoist commitments, including ethical reflection and application (see Chapter 8), and on involvement with the larger Daoist community. Here we must recognize that the situation of Daoism in traditional Chinese contexts was radically different than in the contemporary world, wherein Daoism has become a global religious tradition. 
Daoist identity and adherence
Similar to the question “What is Daoism?”, too much ink has been spilt on the question of “What is Daoist?” and “Who is a Daoist?”. We must, nonetheless, attempt to gain some conceptual clarity. On the most basic level, a Daoist is an adherent of Daoism, a member of the indigenous Chinese and now global religious community. As discussed below and in Chapter 16, we may, in turn, make a distinction between “Daoist adherents,” those with formal commitment to and/or affiliation with the religious tradition, and “Daoist sympathizers,” those who find some aspect of that tradition appealing (see Komjathy 2004).
There are many “ways to affiliation” in the Daoist tradition. Traditionally speaking, these have included lineage, revelation, mystical experience, and ordination. Such dimensions of the tradition have set parameters for inclusion and participation. However, many of the most important “Daoists” in history were not originally Daoists; according to traditional accounts, they received revelations and mystical experiences that empowered them to establish new paths and transmit new teachings. Many of these individuals had no formal standing or training within the tradition before the associated revelations and mystical experiences; they were retrospectively incorporated into the Daoist tradition. So, while lineage and ordination are centrally important in Daoism, there have been Daoists, including hermits and ascetics (see Chapter 4), who lived on the margins of the established institution.
To claim Daoist identity is to claim, by definition, religious adherence and affiliation. As we have seen, Daoism is a religious tradition deeply rooted in traditional Chinese culture. So, to be a Daoist is to participate, in some way and on some level, in Daoism. This, of course, assumes understanding of and experience with that tradition. In a traditional Chinese context, such a statement would be relatively unproblematic, as such individuals might be part of Daoist families or communities, would have access to Daoist teachers and sacred sites, and would understand the various types of adherence in the tradition, including the corresponding commitments and responsibilities (see Chapters 4 and 8). They would be much more likely to understand the ways in which Daoists define their tradition, to recognize different forms of participation and social location, and to have direct experience with living Daoists and lived forms of Daoist religiosity. Spiritual direction as well as formal instruction and training would also be available. In the modern world, the situation is different. Especially in Canada, Europe, and the United States, most individuals have no access to such “resources.” They are most likely to have found “Daoist identity” through non-Daoist sources and popular constructions. They have different intellectual genealogies (see Chapter 16). As documented throughout the internet and in popular presentations, such individuals most frequently associate “being a Daoist,” or “being a Tao-ist” in keeping with their own self-representations, with believing in the Dao and following the principles of the Daode jing. They are most likely to equate “real Daoism” with so-called “philosophical Daoism,” which was “lost” by the “Daoist religion.” They thus, either explicitly or implicitly, denigrate the tradition from which they construct personal identity. Such popular and inaccurate constructions will be discussed in Chapter 16, so here we may focus on actual Daoist views.
Drawing upon the ethnographic study of religion, we may utilize the principle of self-identification for identifying Daoists (Komjathy 2004). Under this approach, anyone who identifies himself or herself as Daoist is, at least provisionally speaking, considered such (see also Chapter 16). This approach to Daoist religious identity is relatively straightforward in traditional Daoist contexts. There one would find ordained and lineage-based Daoist priests and monastics as well as “ordinary Daoists” and Daoist families who participated in the life of an identifiably Daoist community. The context, with its corresponding activities and commitments, would make “identifying Daoists” relatively straightforward. In a modern Chinese context, one could even discuss religious identity and affiliation with the individuals in question. However, this exercise becomes more challenging in pre-modern contexts. It assumes that the individual uses indigenous terms approximated by the Western category of “Daoist.” Such is frequently not the case as one’s local community may be more significant than an abstract designation like “Daoism” (referring to the tradition as a whole). That is, many of the individuals in question would speak about being a member of something like Shangqing or Quanzhen. As these are Daoist movements, our identification of them is relatively unproblematic. In addition, the relative importance of a unifying name like “Daoism” (daojia-daojiao) varies depending on context. For pre-modern Chinese Daoists, and especially in the early and early medieval periods, the claim of Daoist identity and affiliation was most often invoked as a distinction from Buddhists and Confucians, and it most often occurred in the context of Chinese court politics, specifically in attempts to secure patronage and increase power and cultural capital. In a pre-modern context, Daoist self-identification as such was less frequent. However, that context, coupled with historical understanding and institutional parameters, makes self-identification unnecessary. We may identify them as “Daoists” because they clearly were Daoist adherents and members of the religious tradition (see also Chapter 12; cf. Kirkland 2004; Silvers 2005).
As mentioned, in the case of the historical study of Chinese Daoism, the topic of religious identity and affiliation assumes indigenous Chinese terms. Some of these include daoren, daoshi, daozhang, huoju, and jushi, among others. These terms relate to types of religious identity and affiliation as well as degrees of adherence covered in other chapters. They also have corresponding commitments, obligations, requirements, and responsibilities. Daoren (lit., “person of the Dao”) may refer to anyone committed to and affiliated with the Daoist tradition. It refers to a “Daoist” in the most generic sense of the word. Daoren may refer to the whole spectrum of Daoist religious adherence, including ordained priests, “ordinary adherents,” and individuals who claim or exhibit Daoist affinities. In technical usage, daoshi (lit., “adept of the Dao”) refers to ordained Daoists, whether priests or monastics (see also Kirkland 2008a). Daoist priests may be married householders, associated with Zhengyi Daoism, or monastics, associated with Quanzhen Daoism. As discussed below and in Chapter 13, there are different types of Daoist ordination and different understandings of clerical identity. Daozhang (lit., “elder of the Dao”) is also used to designate Daoist priests and monastics (daoshi ), but it has a variety of meanings. In the most technical sense, daozhang refers to an ordained Daoist priest who has been trained and is qualified to perform Daoist ritual. This is primarily a Zhengyi definition, and in that context such priests are also call lushi (“register adepts”) based on their formal receipt of registers (see Chapter 13). In the context of modern Zhengyi Daoism, especially in Taiwan, priests also make a number of other distinctions (see, e.g. Saso 1972a, 1978; Schipper 1993). Returning to the term daozhang, it is also used by contemporary Quanzhen Daoist monastics and laypeople as an honorific form of address for ordained Daoists. It may be used as a generic form of address to Daoist priests and monastics, or it may be added to a surname, as in Chen daozhang (Daoist Elder Chen). Like chujia (lit., “leave the home”), huoju (lit., “fire-dwelling”) is a sub-type of daoshi. It indicates a married and householder Daoist priest, usually affiliated with Zhengyi. This designation may be implicitly or explicitly monastic, as it assumes monasticism as normative. Similarly, jushi (lit., “householder adept”) usually designates initiated lay Daoists; in the case of modern Quanzhen, this term is often used for householders who are lay disciples of a specific teacher or lineage. All of these terms derive from specific periods and often have contextspecific meanings; they also tend to privilege institutional expressions of Daoist religious affiliation, identity, and adherence. Other related terms include “female Daoist” (kundao; nüguan; see Chapter 4), “immortal” (xianren; see
Chapter 6), “recluse” (yinshi; see Chapter 4), “renunciant” (chujia; see Chapter 4), as well as various ritual appellations (see Chapter 13). This is not to mention “teachers” (shifu; see below and Chapter 13), whose qualities deserve careful investigation.
From these indigenous Chinese terms, we can see that the English term “Daoist” and other Western cognates obscure as much as clarify Daoist religious identity. On the one hand, most of the major indigenous Chinese Daoist technical terms do, in fact, recognize the importance of the Dao. For daoren, daoshi, and daozhang, the Dao, at least ideally, is their ultimate concern. By extension, the most basic meaning of “Daoist” is someone who reveres the Dao. At the same time, Daoists make a distinction among types of affiliation and degrees of adherence. Students of Daoism are sometimes surprised by this, given the apparently universal nature of the Dao. We may make a number of initial points. As discussed in more detail in Chapter 6, dao is a Chinese character and a Daoist cosmological and theological concept. It is both culturally and linguistically Chinese, and a specifically Daoist name for the sacred. Perhaps in contrast, theologically speaking, it exists beyond the confines of the Daoist tradition. As one Chinese Quanzhen Daoist commented to me, “Daoism may cease to exist, but the Dao will not.” From this perspective, the “Dao” indwells in each and every being, and it is possible for someone to be aligned with the Dao outside of the Daoist tradition. However, that is not a Daoist path, a path associated with the Daoist tradition. Moreover, on a theological level, one may understand Daoism as the tradition that transmits the Dao. It is a community of practice that orients one towards the Dao and provides direction concerning such realization. These points draw our attention to the contributions and limitations of tradition and of lineage. The indigenous Chinese concepts also problematize the Western category of
“Daoist.” From a Daoist perspective, there are types of Daoists, including ordained priests and monastics (daoshi ). These are the community elders, spiritual elite, and religious leaders. They are those who have fully dedicated their lives to the Daoist tradition. There are corresponding commitments and responsibilities (see Chapters 4 and 8). While Daoist adherents (Daoists), including ordained priests and monastics, have traditionally recognized various forms of affiliation and participation, it is not anything goes. To be a Daoist is to recognize and support the religious tradition which is Daoism.
Reverence for the Dao is a necessary but not a sufficient condition for Daoist religious affiliation. From a more traditional Daoist perspective, the Dao is one of the external Three Treasures (wai sanbao), which include the Dao, the scriptures, and the teachers (see Chapter 5). In contemporary China, Daoists have attempted to set basic doctrinal requirements, possibly under the influence of Christianity, such as belief in Laojun (Lord Lao) and acceptance of the Daode jing as authoritative. Rather than take a normative or sectarian stance, we may rather identify patterns from the tradition. Generally speaking, Daoism is not a tradition based on orthodoxy or orthopraxy (cf. Saso 1972a, 1978), at least not under the control of a centralized institution or authoritarian interpretive community. While there are foundational Daoist views (see Chapters 5–7) and representative practices (see Chapters 8–13), Daoist religious commitments are diverse. There are also many models of Daoist practice and attainment (see Chapter 1), many Daoist paths to the Dao. Daoists have tended to emphasize the importance of affinity, community, connection, embodiment, lineage, place, tradition, transmission, and so forth. Primary forms of Daoist religious practice include ethics, dietetics, health and longevity techniques, meditation, scripture study, and ritual. Primary forms of Daoist religious experience include mystical experience, revelation, and spiritual direction. There are also various forms of Daoist community (see Chapter 4), with a strong emphasis on the importance of place (see Chapter 14).
An additional point involves conversion to Daoism. Historically speaking, Daoism has not been a missionary religion, and in this respect resembles Eastern Orthodox Christianity and Orthodox Judaism, where religious identity and ethnic identity are nearly synonymous, and conversion is either a matter of personal affinity or actively discouraged. Chinese Daoists have tended to understand Daoist religious identity and Han ethnicity as interlinked. To be Daoist is to be Chinese; it presupposes Chinese cultural, linguistic, and perhaps ethnic identity (see Chapters 1 and 16). While some “non-Han” peoples, such as the Ba and Yao and a small minority of Koreans, converted to Daoism in earlier Chinese history (see Chapters 2 and 16), they always accepted the necessity of cultural assimilation on some level, especially in terms of ritual and scriptural uses of language. This pattern continues in the modern world, where many Chinese Daoists have a higher degree of respect for “foreign converts” who are rooted in the tradition, including facility in spoken and written Chinese.
At the same time, beginning in the Period of Disunion and from the Tang dynasty to the present, Daoists increasingly adopted the Buddhist-influenced belief in karma and reincarnation. This challenges institutional and ethnic constructions of Daoist identity, and opens up the possibility that earlier Chinese Daoists have been reborn as members of other ethnicities in other countries. Contemporary Daoists also frequently speak of “predestined affinities” (yuanfen). That is, an individual’s affinity with Daoism may be both existential and theological, may come from a place both within and beyond the momentary. Thus, to fully understand Daoist affiliation, identity, and adherence requires knowledge of the Daoist tradition in general and actual Daoist views in particular. 
Lineage
Lineage has occupied a central place in the Daoist religious tradition from its earliest beginnings in the Warring States period (480–222 BCE). Here lineage refers to a particular line of spiritual ancestry, a line passed from teachers to students. In Daoism, this line may be biological, spiritual, and/or institutional. Daoist lineage is about connection, connection to the Dao and to a specific religious community and teacher. It is genealogical in the sense that one remembers and remains committed to ancestral origins. In this way, Daoist lineage affiliation and recollection might be understood as one expression of the Daoist principle of “returning to the Source” (guigen) (see Chapter 5)—the source of the teachings, the community, and the tradition.
Like any religious tradition, Daoism may be mapped according to its conception of the sacred, the names that designate that tradition, as well as the specific movements that comprise the tradition. The diagram of Daoist locatedness on the following page is a cosmological one that privileges the Dao, the sacred or ultimate concern of Daoists (see Chapter 6). From this perspective, the Dao manifests in/as/through the cosmos, world, life, and self. This suggests that it is possible for “non-Daoists” to have an affinity with the Dao, but there are specific paths and forms of relationship that are specifically Daoist, that are connected to the Daoist tradition (see also Chapters 1 and 2). Through tradition the Dao is re-membered and expressed. Moreover, Daoist communities provide spiritual guidance for “returning to the Source.” Viewed from a Daoist perspective, the Dao is also that from which of all individual beings originate and in which they participate. The Dao is their innate nature (see Chapters 5 and 7). Finally, viewed from a socio-historical and cultural perspective, the Dao might be located in the innermost circle, as it is a Chinese character ( 道 ) and Daoist cosmological and theological conception (see Chapter 6). To invoke it is to invoke the tradition on some level.
 
FIGURE 2 Daoist Locatedness
The traditions of the Dao, the specific communities, movements and lineages that comprise Daoism, also receive other designations. These are usually associated with particular “founders,” revelations, scriptures, and often places. Such movements are streams flowing into and out of the larger tradition, with the latter comparable to a river flowing towards the ocean of the Dao. Lineages are the tributaries that flow into and out of the streams of the Daoist movements. These are usually associated with major teachers or systems of practice. Members of specific movements and lineages in turn often understand their affiliation in terms of ancestry (see Yao and Zhao 2010: 33).
The earliest evidence of Daoist lineages is found in the Zhuangzi (Book of Master Zhuang) and other texts of classical Daoism. Harold Roth has labeled these early Daoist master-disciple communities as “inner cultivation lineages” (see, e.g. Roth 1996, 1999a; also LaFargue 1992), and careful study and reading shows that they were at least as diverse as the movements of organized Daoism. In addition to the textual evidence discussed below, we know about these earliest Daoist lineages through the compilation and transmission of classical Daoist texts (see also Schipper 2000, 2008). This point specifically relates to the Laozi (Lao-tzu; Book of Venerable Masters) and the Zhuangzi (Book of Master Zhuang), both of which are anonymous multi-vocal anthologies with a variety of textual and historical layers.
For example, the Laozi, more commonly known as the Daode jing (Tao-teching; Scripture on the Dao and Inner Power), is usually read in the thirdcentury CE redaction of Wang Bi (226–49). This standard, “received edition” consists of 81 verse chapters. However, there are not only many editions, but also two early archaeological manuscripts: the Mawangdui silk manuscripts (dat. ca. 168 BCE) (see Henricks 1989), and the Guodian bamboo slips (dat. ca. 300 BCE) (see Henricks 2000). These recent archaeological discoveries and philological research reveal the Laozi as an anonymous multi-vocal anthology with a variety of textual and historical layers (Lau 1963; LaFargue 1992; Kohn and LaFargue 1998). There is no single author. There is much to recommend the view that the received text is an anthology of earlier (perhaps 5th and 4th c. BCE) oral traditions that were later (by at least 168 BCE) codified into a “coherent” text. Thus, one may tentatively identify at least five phases in the historical compilation of the received Daode jing: (1) oral traditions, including mnemonic aphorisms; (2) collections of sayings; (3) early anthologies; (4) codified, classified, and edited anthologies; and (5) fully integrated and standardized editions. For this reason, we should translate the title Laozi as Book of Venerable Masters, rather than the more conventional Book of Master Lao. The received text is thus a collection of teachings from various teachers and communities living between the fifth century BCE and the second century BCE. In combination with the material history of “books” in ancient China (see Chapters 12 and 15), the very fact that the teachings, practices and experiences contained in texts such as the Laozi were compiled and transmitted points to an early Daoist religious community. Members of this early Daoist community sought to embody and transmit its values.
Scholars have also studied the Zhuangzi as an anthology derived from various Daoist “families” or “schools” (jia).1 One might also choose to refer to the latter as strata, voices, or lineages. The received text, the thirty-three chapter redaction of the Xuanxue representative Guo Xiang (d. 312), is conventionally divided into three sections: (1) Inner Chapters (1–7), (2) Outer Chapters (8–22), and (3) Miscellaneous Chapters (23–33). While the Inner Chapters are attributed to Zhuang Zhou (ca. 370-ca. 290 BCE), the namesake of the Zhuangzi, the remaining twenty-six chapters are quite disparate. This has led some scholars, such as A. C. Graham, Liu Xiaogan, Victor Mair, and Harold Roth, to attempt to categorize them. Following Victor Mair’s schema, the classical Daoist inner cultivation lineages documented in the pages of the Zhuangzi include the following: (1) Primitivists (Chapters 8–10; parts of 11,
12, and 14); (2) Individualists (Chapters 28–31); (3) Syncretists (Chapters 12– 16, 33); (4) Zhuangists (Chapters 17–22); and (5) Anthologists (Chapters 23– 27, 32) (Mair 2000, 37). Although there are debates about how best to categorize the chapters, and about which chapters or sections of chapters belong to which lineage, modern scholarship indicates that the Zhuangzi is an anthology of multiple early Daoist teachers and communities. These teachers and communities were committed to cultivating the Dao, but they often disagreed on the most efficacious methods and on the extent of its application, specifically in the realm of social engagement and political involvement. If one were more daring, one might also use these lineage distinctions to interpret the disparate layers of the received Daode jing.
Another noteworthy feature of the Zhuangzi is the presence of various teachers and students. Some key Daoist masters who appear in the text include Songrongzi (Master Dwelling-in-Beauty; Chapter 1), Liezi (Master Lie; Chapter 1), Lian Shu (Joined Brother; Chapter 1), Nanguo Ziqi (Adept Dissimilarity of South Wall; Chapters 2, 4, and 24), Changwuzi (Master Enduring Hibiscus; Chapter 2), Cook Ding (Chapter 3), Bohun Wuren (Uncle Obscure Non-identity; Chapters 5, 21 and 32), Nüyu (Woman Yu; Chapter 6), Huzi (Master Gourd; Chapter 7), Thief Zhi (Chapters 10 and 29), Guangchengzi (Master Expansive Completion; Chapter 11), Tian Zifang
(Adept Square Field; Chapter 21), Gengsang Chu (Chapter 23), Xu Wugui (Ghostless Xu; Chapter 24), Zeyang (Sudden Yang; Chapter 25), Lie Yukou
(Chapter 32), and, of course, Lao Dan (a.k.a. Laozi; Chapters 3, 5, 7, 11, 12, 14, etc.) and Zhuang Zhou himself (see also Mair 1998). Of these, Ziqi is identified as a member of the Nanguo (South Wall) community, which also included other adepts such as Ziyou (Adept Wanderer; Chapter 2), Zikui
(Adept Sunflower; Chapter 6), and Yanchengzi (Master Flourishing Completion; Chapter 24), an alternate name for Ziyou. We may, in turn, create corresponding lineage charts such as the one on the following page.
If we then wish to understand classical Daoism on a deeper level, specifically in terms of lineage-based teachings, we would read the relevant texts much more carefully. For example, when Nanbo Zikui (Adept Sunflower of Southern Elders) asks the female master Nüyu (Woman Yu), rendered as “Woman Crookback” by Burton Watson and also translatable as “Feminine Self-reliance” or the “female recluse,” about Daoist practice, she recounts her instructions to Buliangyi (Divining Beam-support).
NÜYU’S INSTRUCTIONS TO BULIANGYI
“I began explaining and kept at (shou) him for three days, and after that he was able to put the world outside himself. When he had put the world outside himself, I kept at him for seven more days, and after that he was able to put things outside himself. When he had put things outside himself, I kept at him for nine more days, and after that he was able to put life outside himself. After he had put life outside himself, he was able to achieve the brightness of dawn, and when he had achieved the brightness of dawn, he could see his own aloneness (du). After he had managed to see his own aloneness, he could do away with past and present, and after he had done away with past and present, he was able to enter where there is no life and no death.” (Zhuangzi, Chapter 6; see also Daode jing, Chapter 20)
 
CHART 2 Examples of Classical Daoist Inner Cultivation Lineages
Following these practice instructions, most likely stages of realization attained through Daoist apophatic meditation, Zikui asks Nüyu, “Where did you learn this?” Nüyu in turn traces her lineage: It begins with Yishi (Copying-the-Beginning); extends from Canliao (Merged Solitude) to Xuanming (Mysterious Obscurity), Yu’ou (According-with-Songs), Xuyi (Anticipated Application), Niexu (Whispered Oath), Zhanming (Revering Luminosity), and a grand-disciple of Luosong (Repeated-Recitation); and then becomes transmitted to a disciple of Fumo (Aided-by-Ink), who is the teacher of Nüyu (see also Schipper 2000). It is open to debate if any of these names refer to real people; one might prefer to understand them as symbolic representations of spiritual insights and religious commitments. However, even if the names are imaginary, many of the stories and teachings appear to derive from actual master-disciple communities, from early Daoist lineages. Especially noteworthy here is the fact that the text identifies the later part of the lineage as deriving from a “grand-disciple” (lit., “grandchild”; sun) of
Luosong (Repeated-Recitation) and from a “disciple” (lit., “child”; zi ) of Fumo (Aided-by-Ink). Here is a prototypical lineage construction that would become central in organized Daoism. In addition, a number of the early Daoist masters receive various honorific titles designating an “elder.”
Although the personages of the Zhuangzi are often identified as “characters” in some kind of proto-fiction (see Mair 1998; Kirkland 2004, 33– 9, 126–7; cf. Campany 2002, 98–100),2 I would thus suggest that in many cases they were either actual Daoist adepts or characters based on actual individuals, many of whom would have been community elders. It is especially noteworthy that we find the classical Chinese grammatical construction related to lineage connection: teachers are identified by their surname or religious name followed by “master” (zi ), while their disciples are identified by a nickname preceded by “adept” (zi ), the same character. That is, when one is a student, zi precedes a nickname; when one becomes a teacher, zi is attached to one’s surname or religious name. This relationship is determined by context, whether textual or social.
These various details demonstrate that classical Daoism was a religious community, a series of master-disciple lineages (see also Roth 1996, 1999a: 173–203). It consisted of individuals and communities, albeit diverse and only loosely associated ones, aimed at “cultivating the Dao.” In this sense, they were individuals oriented toward the Dao (“Daoists”) and part of an emerging tradition of the Dao (“Daoism”). That tradition had foundational views, values and commitments, practices, and models of attainment, some of which are discussed in the chapters of the present book. We might, in turn, understand the indigenous category of daojia, “Family of the Dao,” as referring to these inner cultivation lineages (see also Roth 1996, 1999a). Evidence of its own sense of community, as an alternative to other early Chinese cultural movements, may be found in Chapters 15, 23 and 33 of the Zhuangzi and in Chapter 41 of the Daode jing. The former includes a hierarchical ordering of practice models, with Chapter 15 beginning with five inferior forms of practice, including health and longevity practitioners, and culminates with the privileged and advocated Daoist approach (see Chapter 10 herein). This is the classical Daoist commitment to apophatic meditation and mystical praxis. We also find an emphasis on the importance of practice and attainment in Chapter 41 of the Daode jing.
 
CLASSICAL DAOIST DEGREES OF
ADHERENCE AND COMMITMENT
When the highest adepts hear about the Dao, They are diligent in their practice of it. When the middle adepts hear about the Dao, They wonder whether or not it exists. When the lowest adepts hear about the Dao, They laugh loudly and mock it.
If they did not laugh, it would not be the Dao.
(Daode jing, Chapter 41; also Chapters 15, 21 and 23)
As this passage indicates, the early Daoist community, like any religious community, consisted of people with varying degrees of affinity and commitment. So, we find some unnamed “venerable master” complaining, like so many Daoists after him, about his fellow adherents not understanding and practicing the teachings (Daode jing, Chapter 70). These adherents are referred to as “adepts” (shi ), which eventually became the technical term for an ordained Daoist priest in organized Daoism. With various degrees of formality, lineage remained central to both early and later organized Daoism. Unfortunately, at present, we do not have much information on the fate of the classical inner cultivation lineages, including the degree to which such lineages survived into the Han dynasty. We do know that lineages and communities of Fangshi (“formula masters”), or magico-religious practitioners, occupied a central place in the Han, but little work has been done on the origins and influences of these networks (see DeWoskin 1983; Csikszentmihalyi 2000, 2002).
Some hints at connections with classical Daoist lineages come from a number of sources and cultural developments. First, Lie Yukou (“Master Lie”), the figure mentioned in five chapters of the Zhuangzi, became the basis of the pseudonymous Liezi (Book of Master Lie; DZ 733), which was most likely compiled around the third century CE. Second, the Shenxian zhuan (Biographies of Spirit Immortals), one of the most important early Daoist hagiographies (biographies of saints) partially compiled by Ge Hong (283–343 CE), includes an entry on Guangchengzi (see Campany 2002), a figure mentioned in the Zhuangzi, the Huainanzi, and later Ge’s Baopuzi neipian (Inner Chapters of Master Embracing Simplicity; DZ 1185) (see also Little 2000: 177). Moreover, in texts such as the second-century Laozi bianhua jing (Scripture on the Transformations of Laozi; DH 79; S. 2295), Guangchengzi became identified as an incarnation of Laojun (Lord Lao), the deified Laozi.
Thirdly, Ge Hong also represents an important Daoist lineage. He was the grandnephew of Ge Xuan (164–244), a central figure in the formation of the Taiqing movement of external alchemy and later associated with the Lingbao movement. Ge Xuan traced his lineage through an obscure Fangshi named Zuo Ci (ca. 220-ca. 260 CE). According to Ge Hong, the Taiqing lineage was transmitted from Zuo Ci through Ge Xuan to Zheng Yin (ca. 215-ca. 300), Ge Hong’s own master. These details draw our attention to two unanswered questions: (1) Who were Zuo Ci’s teachers and how far back can this Fangshi lineage be traced?; (2) Was the inclusion of Guangchengzi and similar figures in the Shenxian zhuan an attempt to claim ancestral connections with the classical Daoist inner cultivation lineages? If so, were these actual or retrospectively constructed?
While Liezi, Guangchengzi, and Baopuzi are familiar names in Daoist history, there are also obscure and previously unidentified lineages. These lineages partially remain concealed in the annals of history because of various assumptions at work in Daoist Studies, most notably a neglect of continuities and connections among apparently distinct teachers, practitioners, and communities. For example, one possible bridge-figure between the classical inner cultivation lineages, Han-dynasty Fangshi lineages, and the beginnings of organized Daoism is Heshang gong (Master Dwelling-by-the-River). A semi-legendary figure, the real identity of Heshang gong is unknown, but he is identified as a recluse, most likely during the Later Han dynasty (25–220). He is most well known as the attributed author of the Laozi zhangju (Chapter-andVerse Commentary on the Laozi; DZ 682), one of the most influential Daoist commentaries (see Chapter 12). Drawing upon the work of Alan Chan (1991b), the “legend of Heshang gong” points towards two distinct Daoist lineages that became conflated during the early medieval period. The first line is the most complex. It begins with Yue Yang (fl. 408 BCE), passes through Yue Yi (fl. 284 BCE), his ancestral descendent, Anqi Sheng (fl. 260 BCE), Ma Xigong (d.u.), Yue Xiagong (d.u.), Yue Jugong (Yue Chengong; fl. 230), and finally arrives at Tian Shu (fl. 210 BCE), who in turn becomes the teacher of
Cao Can (d. 190 BCE).
There are a number of noteworthy dimensions of this lineage. First, Yue Yi was an adherent of Huang-Lao, a syncretic political philosophy that combined elements of Daoism and Legalism and that became highly influential during the Early Han dynasty. Second, Anqi Sheng was a famous Fangshi and legendary immortal, who eventually became associated with both Taiqing and Shangqing. That is, this lineage indicates multiple source-points and crosspollination. As interesting in terms of geography and migration, the members of the Yue and Tian families eventually relocated to the state of Qi and Hanzhong. The former was the location of the Jixia Academy, which played a major role in the development of classical Daoism (see Chapter 2). The latter was a key center of the early Tianshi (Celestial Masters) movement (see Kleeman 1998). All of these details point towards the importance of particular, previously unidentified Daoist families (see also below). As Alan Chan suggests, “the Way of the ‘Old Lord’ (Lao-chün Tao [Laojun dao]) as it is reflected in the Ho-shang Kung legend may be regarded as a transition from the Huang-Lao school of the early Han to the later Taoist religion” (1991b: 125).
The second line associated with Heshang gong traces the lineage from Xu Laile (d.u.) to Ge Xuan. As discussed above, Ge Xuan was a key figure in the emergence of Taiqing. As is the case for Guangchengzi, Ge Hong’s Shenxian zhuan contains a biographical entry on Heshang gong. Regardless of the accuracy of the actual lineage, these details demonstrate a “sense of tradition” and further connections with Fangshi lines. All in all, the combined dimensions of the “legend of Heshang gong” reveal key lines of transmission and major Daoist families. One of these families, the Yue, goes back to a time contemporaneous with the classical Daoist inner cultivation lineages. Moreover, we find the intersection of ancestral lines, spiritual lineages, and geographical proximity among the Yue, Tian, Ge, and Li families. This occurred in Qi and Hanzhong, key locations for the emergence of organized Daoism. Moreover, the “legend of Heshang gong” includes the claim that the associated commentary on the Daode jing was transmitted to four individuals: Wu Guang (d.u.), Xianmen Zigao (d.u.), Qiuzi (d.u.), and Emperor Wen (r. 179–157 BCE), with Xianmen Zigao and Qiuzi being major Fangshi (Chan 1991b: 123). Moreover, the Gaoshi zhuan identifies Heshang gong as “an ancestor of the Family of the Dao (daojia zhi zong)” (cited in Campany 2002: 307).
These are just some details that reveal the importance of lineage in the formative moments of organized Daoism and that hint at a greater degree of connection between the emergence of an institutionalized tradition and the earlier inner cultivation lineages. As discussed in Chapters 1 and 2, most of the major Daoist movements trace their origins to specific teachers, including divine beings (see also Chapter 6). With respect to early organized Daoism, there was also a sense of connection and succession among many of the most important movements.
 
CHART 3 Lineage Connections in Early Organized Daoism
During this period Daoists used the term daojia as a designation for the Daoist religious tradition in general and for the Daoist clergy in particular. On the one hand, Daoists were members of a spiritual lineage that emphasized the transmission of a tradition, but on the other hand, early organized Daoism was comprised of actual families. In keeping with the Chinese term, we might speak of these groups of ancestrally related individuals as “families of the Dao.” In early organized Daoism, the Zhang family, associated with the hereditary, patrilineal position of the Celestial Master, became especially prominent. This is so much the case that some scholars, partially under Christian-influenced constructions of religion and later Taiwanese Zhengyi influence, would (problematically) identify Zhang Daoling (fl. 140s CE), the first Celestial Master, and/or Zhang Lu (d. 215), his grandson and the third Celestial Master, as the “founder of Daoism.” In fact, such individuals are more appropriately understood as “founders of the Tianshi movement;” our account of the origins of Daoism must be plural, rather than singular. With respect to the actual position of the Celestial Master, the Tianshi movement claims a line of succession from Zhang Daoling to the present Celestial Master. Although the development and characteristics of this line are complex, and although the line was most likely broken and then reconstructed during the Tang dynasty (Kirkland 2008b), members of the contemporary movement identify a continuity between Zhang Daoling, the first Celestial Master, and the most recent Celestial Masters: Zhang Yuanxu (1862–1924; 62nd), Zhang Enpu (1904–69; 63rd), Zhang Yuanxian (1930–2008; 64th) (Kleeman 2008), and possibly Zhang Jiyu (b. 1962; 65th).3
While early organized Daoism evidenced the central importance of both actual biological families and spiritual lineages, later organized Daoism shifted from a householder model of community to a monastic one (see Chapter 4). In that context, Daoists developed lineage-based name systems. In contrast to their Chinese Buddhist counterparts, who change their surname to Shi (Śakya) upon ordination, Daoist monastics retain their ancestral surname, but change their given name. In some cases, religious names are self-chosen; in other cases, they are bestowed by one’s teacher. An example of the former is the Quanzhen founder Wang Zhe’s (1113–1170) adoption of the religious name of Chongyang (Redoubled Yang). This name indicates Wang’s connection to the earlier immortals Zhongli Quan (fl. 2nd c. CE?) and his student Lü Dongbin (b. 798?), whose religious names are Zhengyang (Aligned Yang) and Chunyang (Pure Yang), respectively.
Regarding religious names bestowed by one’s teacher, a good example appears in contemporary Quanzhen. In contemporary mainland China, this monastic order consists of seven primary lineages, each of which is associated with one of the Seven Perfected, Wang Zhe’s senior disciples (see Chapter 2). Each lineage has its own associated 100-character lineage poem (paishi ), which are often hand-written by one’s teacher and transmitted during ordination. They are also memorized by Quanzhen monastics, as they are used to identify other Daoists’ lineage. Let us take the example of the Longmen lineage poem, specifically characters thirty through forty.
Shi Jing Rong Wei Mao Xi Wei Yan Zi Ning
World Bright Flourish Only Mindful Rare Subtle Overflow Natural Serene
Suppose that a particular adherent’s teacher is a member of the 30th generation (dai ), his or her religious name would begin with Shi. This teacher’s students would receive religious names beginning with Jing. The latter’s students would, in turn, receive religious names beginning with Rong, and become part of the 33rd generation. In this imagined expression of Longmen lineage affiliation, the individuals might be named Shiqing (Global Clarity), Jingshi (Bright Recognition), and Rongzhao (Flourishing Illumination). From the latter’s perspective, he or she would be a “disciple” (dizi; tudi ) of the former: Shiqing would be his “master-grandfather” (shiye), and Jingshi would be his “master-father” (shifu). Here we see the continued use of terms from family ancestry, but in a monastic setting in which ordinary family life and biological reproduction have been renounced. After Quanzhen Daoists learn another monastic’s name, they will frequently inquire concerning the names of that person’s master-grandfather and master-father. If the characters correctly line up according to the lineage poem, then the claim of lineage affiliation is accepted.
Revelation and mystical experience
Revelation and mystical experience also have been ways to Daoist religious affiliation. These categories are most often associated with “religious experience,” but they are also important for understanding how Daoist identity and tradition have been established. Revelation refers sacred communications between hidden dimensions of the cosmos, usually gods or divine entities, and human beings. Revelation usually results in the recipient claiming some special status and privileged position with respect to the sacred, and this position involves a spiritual message or teachings deemed essential for humanity. Mystical experience refers to an experience of that which a given individual or community identifies as sacred. There is no single, essential, and “ultimate” form of mystical experience; there are, rather, many types of mystical experiences, which differ according to the community and tradition involved and which assume different soteriologies and theologies.
Many influential Daoist religious movements originated in revelations or mystical experiences. Zhang Daoling (fl. 140s CE?), the founder of the Tianshi movement, received a revelation from Laojun (Lord Lao). Yang Xi (330–86), a spirit medium hired by the southern aristocratic Xu family, received a series of revelations and spiritual transmissions from a variety of Daoist gods and Perfected; in concert with his own spirit journeys to Daoist sacred realms and hidden regions of the cosmos, these revelations became the foundation for the emergence of the Shangqing movement. Wang Zhe (1113–70) had a number of mystical experiences with immortals, which may be considered a primary influence on the formation of Quanzhen, a Daoist renunciant community and subsequent monastic order. For the moment, one key point must be emphasized: none of these individuals were ordained Daoists, and none of them probably had physically embodied Daoist teachers. That is, the “founders” of many of the most important Daoist religious communities were not “Daoists” strictly defined. These details suggest that there are multiple source-points for entry into the Daoist religious tradition, including not only lineage and direct association with Daoist teachers and communities, but also divine communications and mystical experiences.
According to traditional accounts, in 142 CE Zhang Daoling received a revelation from Laojun, the “deified” (divine form of) Laozi and anthropomorphic manifestation of the Dao, on Mount Heming (Crane Cry; Dayi, Sichuan). During Lord Lao’s revelation, Zhang was appointed as terrestrial representative, the “Celestial Master,” and given healing powers as a sign of his empowerment. The movement became patrilineal, passing from Zhang Daoling to his son Zhang Heng (d. 179) and then to the latter’s son Zhang Lu (d. 215). Following this precedent, the position of Celestial Master ideally passed from father to son within the Zhang family.
THE FOUNDING REVELATION OF TIANSHI DAOISM
Suddenly a celestial being descended, accompanied by a thousand chariots and ten thousand horsemen, in a golden carriage with a feathered canopy. Riding dragons and astride tigers, they were too numerous to count. At times the being referred to himself as the
Scribe below the Pillar [Laozi], sometimes others called him the Lad from the Eastern Sea. He transmitted the Covenant of Orthodox Unity Newly Revealed to [Zhang Dao]ling. Having received this, Ling was able to heal illness. (Taiping guangji 8; adapted from Kleeman 1998: 67; see also Bokenkamp 1997: 171, 215)
Similarly, Shangqing Daoism traces itself to a series of revelations from divine beings. There is an account of the Shangqing revelations in the Zhen’gao (Declarations of the Perfected), an anthology of the original Shangqing revelations compiled by Tao Hongjing (456–536).
THE INITIAL REVELATIONS OF SHANGQING DAOISM
The first appearance of the scriptures of the Perfected of Shangqing occurred in the second year of the Xingning reign period of the Jin Emperor Ai, the first year of the sexagesimal cycle [364]. It was then that Lady Wei of the Southern Marchmount [Wei Huacun], the Primordial Goddess of Purple Vacuity and Highest Perfected Directress of Destiny, descended from the heavens and bestowed these texts to her disciple Yang, Household Secretary to the King of Langye, [who was concurrently] Minister of Instruction. She had him transcribe them in standard script (lishu) for transmission to Xu [Mi] of Jurong, Senior Officer to the Defensive Army, and his son [Xu Hui], Assistant for Submission of Accounts. The two Xus in turn set to work at transcribing them again, put them into practice, and attained the Dao. (Zhen’gao, DZ 1016, 19.9b; adapted from Strickmann 1977: 41)
In the 360s, members of the aristocratic Xu family, Xu Mi (303–76), the younger brother of Xu Mai (300–48), and the former’s son Xu Hui (341-ca. 370), hired the spirit medium Yang Xi (330–86?) to establish contact with Xu Mi’s wife, Tao Kedou (d. 362).
 
FIGURE 3 Yang Xi Receiving Revelations from Wangzi Jin
Source: Tongbo zhenren zhentu zan, DZ 612
Through a series of revelations, Yang Xi described the organization and population of the subtle realms of the cosmos, particularly the heaven of Highest Clarity. In the process, Yang came in contact with the deceased female Celestial Master libationer Wei Huacun (251–334), the “Lady Wei of Southern Marchmount” mentioned above. Here Nanyue (Southern Marchmount) refers to the southern sacred peak of Hengshan (Mount Heng; near Hengyang, Hunan). The revelations were, in turn, written down by Yang Xi and the Xu family in a calligraphic style that seemed divine. Early Shangqing Daoism reveals another path to Daoist identity and religious affiliation: through a series of revelations, members of Shangqing established a new Daoist community and movement. In its formative moments, Shangqing’s claim to religious authority and Daoist pedigree derived from three sources: (1) Secret teachings bestowed by various divine beings, including a former Tianshi libationer; that is, the connection with Daoism, via Tianshi, came not from the terrestrial Tianshi community, but from connection with its early ancestors, now divine beings; (2) Access to higher sacred realms, and thus more advanced spiritual insights; specifically, Shangqing refers to the middle of the Three Heavens (santian), which is located between Yuqing (Jade Clarity; highest) and Taiqing (Great Clarity; lowest); and (3) Possession and understanding of revealed scriptures. Such patterns continued in later movements in Daoist religious history.
Daoist movements have also been established through the transformative effect of mystical experiences. One of the most famous examples is that of Wang Zhe, the nominal founder of Quanzhen (see Eskildsen 2004; Komjathy 2007a, forthcoming). In 1161, at the age of forty-eight, Wang had a mystical encounter with one or more Daoist immortals, sometimes identified as the immortals Zhongli Quan and his spiritual disciple Lü Dongbin (see Chapter 6). This occurred on a bridge in Ganhe (near present-day Huxian, Shaanxi). The Quanzhen tradition claims that one of these immortals transmitted a “secret formula in five sections” (miyu wupian) (see Komjathy 2007a).
These details regarding Daoist revelations and mystical experiences demonstrate that there are diverse ways to religious identity in the Daoist tradition. From a certain perspective, revelation and mystical experience may be seen as alternatives to organized and institutionally sanctified forms of religious inclusion. While such phenomena may support tradition, they also force members of that tradition to make space for new expressions. The importance of revelation and mystical experience problematize easy explanations about Daoist religious identity and affiliation based solely on institutional frameworks. Some Daoists have found their connection through things such as lineage and ordination, but other Daoists have discovered this through revelation and mystical experience.
The key point here is that many founders of major Daoist movements were not ordained Daoists, and had no formal standing within the tradition. In some sense, many of them were not even “Daoists” (members of the Daoist religious tradition); rather, they were incorporated into its historical annals retrospectively. The major “ways” (dao) of Daoism most often derived from the religious experience of unique individuals, while the lineages (pai ) were created by descendants or disciples of these. While theologically speaking there may be almost an infinite number of paths to the Dao, not all paths may be recognized as Daoist, that is, as authentic expressions of Daoist religious orientations. Daoist ways to affiliation have recognizable patterns and characteristics especially in terms of the virtue (de) and numinous presence (ling) that is manifested in the individual. 
Ordination
As Daoism became more complex in its membership and organization, Daoists began creating integrated models of religious participation and ordination systems. This partially occurred under the influence of Buddhism, specifically through the Daoist adaptation of Buddhist monasticism.
Tang dynasty Daoists created one of the earliest fully integrated ordination systems, and there was also an increasing systematization of monasticism. As documented in the seventh century Fengdao kejie (Rules and Precepts for Worshipping the Dao; DZ 1125; Kohn 2004b), one of the earliest Daoist monastic manuals, the ordination system included seven ranks. The first three ranks were those of lay masters, while the last three were monastic, and the middle rank (Disciple of Eminent Mystery) signified a transitional stage that could be held either by a householder or a renunciant (Kohn 2003a, 2004b). Ordinations into these ranks began early, with Daoist children initiated first into the Celestial Master level and receiving registers of protective generals. After that, each level required extended training, the guidance of an ordination master, and community sponsors. Once established, Daoists could serve as priests in larger communities, take up residence in a hermitage to pursue selfcultivation, or remain in a monastic institution to perform rituals both in-house or for lay donors, pray for the empire, and continue to strive for greater purity and immortality (ibid.). That is, to be a Daoist in the late medieval period meant to participate in a tradition, to have commitments to the religious community, and to locate oneself in a hierarchically ordered training regimen. One’s authority and affiliation were partially determined by this. The same is true with respect to lineage connections, or relationships to spiritual ancestors, in the larger tradition.
 
CHART 4 Seven Ordination Ranks of the Tang Monastic System
Daoists continued to reformulate norms of affiliation throughout Daoist history. One enduring model was that of the Longmen lineage of Quanzhen Daoism advocated by Wang Changyue (1622?–80). Although the Longmen lineage is most often traced to Qiu Chuji (1148–1227) and his supposed lineage-successor Zhao Xujing (Daojian [Resolute-in-the-Way]; 1163–1221), the official, “orthodox” Longmen lineage was codified by Wang Changyue and his successors (see Chapter 2). While abbot of Baiyun guan in the late 1600s, Wang systematized the Longmen ordination system and monastic regulations into three levels.4
 
CHART 5 Three Ordination Ranks of the Longmen Lineage
The first level, open to both monastics and laypeople, centered on the Five Precepts and Ten Precepts of Initial Perfection; the second level, specifically for monastics, consisted of the Three Hundred Precepts of Medium Ultimate; and the third level was less clearly defined, but included the Ten Virtues of Celestial Immortality and the Twenty-Seven Virtuous Activities of Celestial Immortality (see also Chapter 8). According to Longmen accounts, Wang Changyue compiled, or at least disseminated, the three corresponding monastic manuals, namely, the Chuzhen jie (Precepts of Initial Perfection; JY 292; ZW 404), Zhongji jie (Precepts of Medium Ultimate; JY 293; ZW 405), and Tianxian jie (Precepts of Celestial Immortality; JY 291; ZW 403), as guidebooks for Quanzhen monastic life. They evidence a late-imperial Longmen monastic hierarchy, with the ethical requirements, expectations and types of adherence becoming increasingly strict as individuals progressed through the levels of commitment.
Although there are many self-identified Longmen communities throughout the modern world, many with only tenuous connections with the mainland Chinese lineage, that lineage remains one of the most visible organized communities in contemporary Daoism as Longmen monastics function as administrators for most major Daoist sites in mainland China (see Chapters 14 and 16). For present purposes, Longmen is fascinating for the way in which it preserves a monastic system based on ordination and lineage. In addition to its employment of large-scale public ordination ceremonies, which recommenced at Baiyun guan (White Cloud Temple; Beijing) in 1989 (Wang 2006: 149), Longmen is noteworthy for a number of features. First, its ordinands receive the three precept texts and monastic manuals mentioned above. They ideally study and apply the ethical commitments and values advocated in the texts
(see Chapter 8). Second, like most of the major Quanzhen lineages in contemporary China, Longmen ordinands receive religious names (faming; paiming) based on the corresponding lineage-poem (paishi ) contained in the Xuanmen gongke (Liturgy of the Mysterious Gate), the contemporary
Quanzhen liturgy that is usually chanted in the morning and evening at Quanzhen temples (see Chapter 13). The Longmen lineage poem consists of one hundred Chinese characters, and ordinands receive a “generation-name” (dai ) based upon their master-father’s (shifu) name.
As we saw in the example of the hypothetical Daoist master Shiqing (Global Clarity) and his disciple Jingshi (Bright Recognition) and granddisciple Rongzhao (Flourishing Illumination), this naming convention indicates not only Longmen lineage-affiliation but also relationship to a particular teacher. This coupled with possession of the lineage poem and the three monastic manuals, and sometimes of ordination certificates (see Schipper 1993: 68–9; Kohn 2004c: 87), in combination with adherence to the core Quanzhen commitments to celibacy (no sex), sobriety (no intoxicants), and vegetarianism (no meat), indicates that the person’s claim to lineage affiliation is verifiably authentic. This process is sometimes complicated by corruption in the monastic order (one can buy ordination certificates for the right price), fabrication of lineage, and lack of corresponding study, training, and attainment. Nonetheless, if we understand lineage and ordination as paths to a religious vocation, then we are forced to ask much more difficult questions. These questions take one into the Daoist tradition as a path to spiritual transformation and as an all-encompassing religious way of life.
 
FURTHER READING
Daoist Foundation. n.d. “Lineage.” www.daoistfoundation.org/lineage.html [Accessed June 1, 2012].
Kohn, Livia. 2003. Monastic Life in Medieval Daoism. Honolulu: University of Hawaii Press.
Kohn, Livia, and Harold Roth, (eds) 2002. Daoist Identity: History, Lineage, and Ritual. Honolulu: University of Hawaii Press.
Ōzaki Masaharu. 1986. “The Taoist Priesthood: From Tsai-chia to Ch’u-chia.”
In Religion and Family in East Asia, edited George DeVos and T. Sofue, 97–109. Berkeley: University of California Press.
Saso, Michael. 1972. “Classification of Taoist Orders According to the Documents of the 61st Generation Heavenly Master.” Bulletin of the Institute of Ethnography 30: 69–79.
—1974. “Orthodoxy and Heterodoxy in Taoist Ritual.” In Religion and Ritual in Chinese Society, edited by Arthur Wolf, 325–48. Stanford: Stanford University Press.
Schipper, Kristofer. 1985. “Taoist Ordination Ranks in the Dunhuang Manuscripts.” In Religion und Philosophie in Ostasien, edited by Gert Naundorf et al., 127–48. Würzburg: Königshausen und Neumann.
Silvers, Brock. 2005. The Taoist Manual: Applying Taoism to Daily Life.
Nederland, CO: Sacred Mountain Press.